Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Linda Dawson KempBBVA Securities Inc.Wells Fargo Clearing Services, LLC01-17-2020
Luz M. VelasquezBBVA Securities Inc.BOK Financial Securities, Inc.10-22-2019
Donna Lynne TylerBBVA Securities Inc.Frost Brokerage Services, Inc.10-21-2019
Sarah Elizabeth LamarBBVA Securities Inc.Park Avenue Securities LLC$25010-18-2019
Bennette Ogbotiti AmasoBBVA Securities Inc.J.P. Morgan Securities LLC10-02-2019
Marco A. GarzaBBVA Securities Inc.NYLIFE Securities LLC09-20-2019
James Richard HeltonBBVA Securities Inc.Comerica Securities09-19-2019
Michael David PalmerBBVA Securities Inc.J.P. Morgan Securities LLC09-16-2019
Benjamin G. HinojosaBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-13-2019
Griselda CervantesBBVA Securities Inc.J.P. Morgan Securities LLC08-26-2019
Michael Elliott SmithBBVA Securities Inc.LPL Financial LLC08-16-2019
Jeremy David CacciatoreBBVA Securities Inc.LPL Financial LLC$25008-01-2019
Ryan Paul HaislipBBVA Securities Inc.AXA Advisors, LLC07-26-2019
Timothy William AllenBBVA Securities Inc.Frost Brokerage Services, Inc.07-23-2019
Aneka GrandisonBBVA Securities Inc.J.P. Morgan Securities LLC07-19-2019
John Damon StoneBBVA Securities Inc.First Command Financial Planning, Inc.$25007-08-2019
Joel Michael CramerBBVA Securities Inc.J.P. Morgan Securities LLC06-17-2019
Mark Anthony GarzaBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2019
Jennifer AguirreBBVA Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2019
Jodi Christine PickensBBVA Securities Inc.J.P. Morgan Securities LLC01-18-2019
Jaime LegarretaBBVA Securities Inc.J.P. Morgan Securities LLC01-10-2019
Karissa Megan HarrisBBVA Securities Inc.Edward Jones01-02-2019
Jacqueline Ann RiveraBBVA Securities Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-27-2018
Myra Ann HaydenBBVA Securities Inc.J.P. Morgan Securities LLC$20012-26-2018
Raul ValenciaBBVA Securities Inc.Frost Brokerage Services, Inc.$50012-11-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.