Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Justin A. AndersonCUSO Financial Services, L.P.Purshe Kaplan Sterling Investments01-29-2020
Eliseo Antonio RamirezCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-01-2019
Violetta Igorevna ProppsCUSO Financial Services, L.P.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Cassandra Kay CarmonCUSO Financial Services, L.P.SWBC Investment Services, LLC05-22-2019
Albert Barry BurnsCUSO Financial Services, L.P.BB&T Securities, LLC04-01-2019
Jon Michael VirostekCUSO Financial Services, L.P.The Baker Group, LP11-01-2018
Chris Jon KnabeCUSO Financial Services, L.P.Fidelity Personal and Workplace Advisors$2510-01-2018
Thomas Cooksey Owings IIICUSO Financial Services, L.P.TD Ameritrade, Inc.07-02-2018
Uriel BatistaCUSO Financial Services, L.P.Capital One Investing, LLC05-30-2018
Venkatesh KurvariCUSO Financial Services, L.P.Pruco Securities, LLC.$105-25-2018
Alfredo K. VazquezCUSO Financial Services, L.P.BBVA Securities Inc.10-03-2017
Victor Kent JohnsonCUSO Financial Services, L.P.First Heartland Capital, Inc.08-21-2017
Ernesto Aguilar Jr.CUSO Financial Services, L.P.SWBC Investment Services, LLC04-24-2017
Andrew Earl MillsCUSO Financial Services, L.P.Ing Direct Investing, Inc.02-06-2017
Robert James WallaceCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC01-06-2017
Jennifer Lynne HopeCUSO Financial Services, L.P.Commonwealth Financial Network09-01-2016
Ginyier Moneet FieldsCUSO Financial Services, L.P.Cetera Investment Services LLC$1,00008-22-2016
Srinath Michael DesilvaCUSO Financial Services, L.P.Cetera Investment Services LLC08-18-2016
Kenny Nhu TruongCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-25-2016
Matt L. BaconCUSO Financial Services, L.P.MetLife Securities Inc.07-11-2016
William Joel BurkhartCUSO Financial Services, L.P.PNC Investments$5006-20-2016
James David Armer Jr.CUSO Financial Services, L.P.BancWest Investment Services, Inc.04-04-2016
Rodney D. NelsonCUSO Financial Services, L.P.National Planning Corporation11-16-2015
Eric Robert LindnerCUSO Financial Services, L.P.SWBC Investment Services, LLC06-01-2015
Karen Yvonne GonzalesCUSO Financial Services, L.P.MML Investors Services, LLC03-16-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.