Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edwin Lewis KeithCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$10005-30-2014
Carter Conrad BenkendorferCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$5006-15-2012
Henry Durward Thompson Jr.Cambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-15-2012
William Gregg SchnellbacherCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-15-2012
Meharena Yikalo TukaboCambridge Investment Research, Inc.Ameritas Investment Corp.$2503-01-2019
Harold August Michael Dede IIICambridge Investment Research, Inc.AXA Advisors, LLC$1008-01-2017
Rebecca Dawn TurnerCambridge Investment Research, Inc.AXA Advisors, LLC11-14-2014
Christopher Dee JeffersCambridge Investment Research, Inc.AXA Advisors, LLC$5006-30-2014
Alan Mears GilbreathCambridge Investment Research, Inc.B. Riley Wealth Management09-20-2012
Thanhha Huu HaCambridge Investment Research, Inc.B. Riley Wealth Management06-16-2010
John Michael RoeweCambridge Investment Research, Inc.B. Riley Wealth Management04-22-2010
Nancy Elaine SchulzeCambridge Investment Research, Inc.Berthel, Fisher & Company Financial Services, Inc.06-05-2013
Melinda Ann BullsCambridge Investment Research, Inc.C C F Investments, Inc.10-24-2016
Daniel Robert PotterCambridge Investment Research, Inc.C C F Investments, Inc.06-18-2015
Mark Gerard CangeloseCambridge Investment Research, Inc.C C F Investments, Inc.03-25-2015
Darrell Edward GlaserCambridge Investment Research, Inc.C C F Investments, Inc.02-19-2015
August Paul Bugge IIICambridge Investment Research, Inc.C C F Investments, Inc.$1010-10-2014
Daniel Richard HarrimanCambridge Investment Research, Inc.C C F Investments, Inc.$2508-13-2014
Ronald Lynn GayCambridge Investment Research, Inc.Calton & Associates, Inc.11-20-2017
Clyde Ellis PattonCambridge Investment Research, Inc.Capwest Securities, Inc.09-16-2011
Carolyn Sue WilliamsCambridge Investment Research, Inc.Cetera Advisor Networks LLC$5001-04-2010
William Aio MathewsCambridge Investment Research, Inc.Cetera Advisor Networks LLC07-01-2009
Dennis D. SumpCambridge Investment Research, Inc.Edward Jones$15011-19-2018
Jason Allen IronsCambridge Investment Research, Inc.ETEXfinancial, Inc.11-15-2010
David A. KemperCambridge Investment Research, Inc.Fidelity Brokerage Services LLC12-06-2017
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Showing 1 to 25 of 116 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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