Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew Joseph KingCambridge Investment Research, Inc.Ameriprise Financial Services, LLC10-04-2019
Edwin Lewis KeithCambridge Investment Research, Inc.Ameriprise Financial Services, LLC05-30-2014
Henry Durward Thompson JrCambridge Investment Research, Inc.Ameriprise Financial Services, LLC06-15-2012
Carter Conrad BenkendorferCambridge Investment Research, Inc.Ameriprise Financial Services, LLC$5006-15-2012
William Gregg SchnellbacherCambridge Investment Research, Inc.Ameriprise Financial Services, LLC06-15-2012
Meharena Yikalo TukaboCambridge Investment Research, Inc.Ameritas Investment Company, LLC$2503-01-2019
Lisa Rene CallowayCambridge Investment Research, Inc.Avantax Investment Services, Inc.01-23-2020
Angela Rae KunoCambridge Investment Research, Inc.Avantax Investment Services, Inc.05-16-2016
Alan Mears GilbreathCambridge Investment Research, Inc.B. Riley Wealth Management09-20-2012
Thanhha Huu HaCambridge Investment Research, Inc.B. Riley Wealth Management06-16-2010
John Michael RoeweCambridge Investment Research, Inc.B. Riley Wealth Management$2504-22-2010
Nancy Elaine SchulzeCambridge Investment Research, Inc.Berthel, Fisher & Company Financial Services, Inc.06-05-2013
Homer Lee Thornton IIICambridge Investment Research, Inc.BFC Planning, Inc.11-01-2017
Melinda Ann BullsCambridge Investment Research, Inc.C C F Investments, Inc.10-24-2016
Daniel Robert PotterCambridge Investment Research, Inc.C C F Investments, Inc.06-18-2015
Mark Gerard CangeloseCambridge Investment Research, Inc.C C F Investments, Inc.03-25-2015
Darrell Edward GlaserCambridge Investment Research, Inc.C C F Investments, Inc.$10002-19-2015
Daniel Richard HarrimanCambridge Investment Research, Inc.C C F Investments, Inc.08-13-2014
Ronald Lynn GayCambridge Investment Research, Inc.Calton & Associates, Inc.11-20-2017
Carolyn Sue WilliamsCambridge Investment Research, Inc.Cetera Advisor Networks LLC$2501-04-2010
James Edwin AlmondCambridge Investment Research, Inc.Cetera Advisor Networks LLC07-01-2009
William Aio MathewsCambridge Investment Research, Inc.Cetera Advisor Networks LLC$5007-01-2009
Gregory Todd CliftonCambridge Investment Research, Inc.Commonwealth Financial Network$10008-20-2014
Erin A HerrCambridge Investment Research, Inc.CUNA Brokerage Services, Inc.01-02-2020
Thomas Evan GreenCambridge Investment Research, Inc.Edward Jones03-02-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.