Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Frederick RichardsonCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$2503-01-2016
Nancy Killian RodriguezCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc03-01-2016
John Russell DolliverCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc01-04-2016
Rene Alejandro RuizCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$20006-29-2012
Daniel Christopher MoyersCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$1011-08-2010
James Scott MallochCambridge Investment Research, Inc.VALIC Financial Advisors, Inc.08-10-2009
Satyaprasad ChakravarthyCambridge Investment Research, Inc.Voya Financial Advisors, Inc.09-05-2018
Jerry Hugh CrockettCambridge Investment Research, Inc.Waddell & Reed07-18-2014
Jason Frederic VosCambridge Investment Research, Inc.Waddell & Reed05-19-2010
Christopher Brian HensleyCambridge Investment Research, Inc.Wealth Solutions, Inc.07-11-2012
Caleb V. AllenCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC12-09-2009
Robert David CullumCambridge Investment Research, Inc.WFG Investments, Inc.$2501-28-2011
Scott Douglas ClarkeCambridge Investment Research, Inc.Wilbanks Securities, Inc.06-01-2017
William Clinton Naramore Sr.Cambridge Investment Research, Inc.Woodbury Financial Services, Inc.01-22-2016
Collin G. DayCambridge Investment Research, Inc.Woodbury Financial Services, Inc.01-22-2016
Larry Dale BraselCambridge Investment Research, Inc.Woodbury Financial Services, Inc.07-13-2009
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Showing 101 to 116 of 116 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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