Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Neal ShireyCambridge Investment Research, Inc.Allied Beacon Partners, Inc.$10008-16-2013
Matthew Joseph KingCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.10-04-2019
SONJA ALEXIS BORDACambridge Investment Research, Inc.Ameriprise Financial Services, Inc.01-09-2017
SAM FATHY GHALYCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$10007-17-2014
Edwin Lewis KeithCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$10005-30-2014
Henry Durward Thompson Jr.Cambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$25006-15-2012
Carter Conrad BenkendorferCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$50006-15-2012
William Gregg SchnellbacherCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.06-15-2012
Jennifer White PooleCambridge Investment Research, Inc.Ameritas Investment Corp.11-01-2019
Meharena Yikalo TukaboCambridge Investment Research, Inc.Ameritas Investment Corp.$25003-01-2019
Angela Rae KunoCambridge Investment Research, Inc.Avantax Investment Services, Inc.05-16-2016
Harold August Michael Dede IIICambridge Investment Research, Inc.AXA Advisors, LLC$10008-01-2017
Rebecca Dawn TurnerCambridge Investment Research, Inc.AXA Advisors, LLC$10011-14-2014
Gus Miller MaskCambridge Investment Research, Inc.AXA Advisors, LLC07-01-2014
Christopher Dee JeffersCambridge Investment Research, Inc.AXA Advisors, LLC$50006-30-2014
Alan Mears GilbreathCambridge Investment Research, Inc.B. Riley Wealth Management09-20-2012
Thanhha Huu HaCambridge Investment Research, Inc.B. Riley Wealth Management06-16-2010
John Michael RoeweCambridge Investment Research, Inc.B. Riley Wealth Management$25004-22-2010
Keith Scott GarrettCambridge Investment Research, Inc.BancorpSouth Investment Services, Inc.09-01-2011
Joan Mason SutphenCambridge Investment Research, Inc.BBVA Compass Investment Solutions, Inc.04-27-2012
Nancy Elaine SchulzeCambridge Investment Research, Inc.Berthel, Fisher & Company Financial Services, Inc.06-05-2013
Melinda Ann BullsCambridge Investment Research, Inc.C C F Investments, Inc.10-24-2016
Daniel Robert PotterCambridge Investment Research, Inc.C C F Investments, Inc.06-18-2015
Mark Gerard CangeloseCambridge Investment Research, Inc.C C F Investments, Inc.03-25-2015
Darrell Edward GlaserCambridge Investment Research, Inc.C C F Investments, Inc.$10002-19-2015
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Showing 1 to 25 of 180 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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