Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa Rene CallowayCambridge Investment Research, Inc.Avantax Advisory Services$1001-23-2020
Monica Anne MontalvoCambridge Investment Research, Inc.Farmers Financial Solutions, LLC01-03-2020
Mark Allen FarrisCambridge Investment Research, Inc.Nationwide Securities, LLC01-02-2020
Jennifer White PooleCambridge Investment Research, Inc.Ameritas Investment Corp.11-01-2019
Judy A LulloCambridge Investment Research, Inc.FSC Securities Corporation$10010-04-2019
David Bruce DavisCambridge Investment Research, Inc.FSC Securities Corporation$10010-04-2019
Jason Ward LindCambridge Investment Research, Inc.FSC Securities Corporation$11010-04-2019
Matthew Joseph KingCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.10-04-2019
Richard John Lullo IICambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
David Arnold ScottCambridge Investment Research, Inc.LPL Financial LLC$10009-17-2019
Minh Duc VoCambridge Investment Research, Inc.MML Investors Services, LLC$10007-08-2019
Erich A. KelleyCambridge Investment Research, Inc.Edward Jones07-01-2019
Aziz Joe ShoweryCambridge Investment Research, Inc.Farmers Financial Solutions, LLC$10006-03-2019
Nathan Robert ScarboroughCambridge Investment Research, Inc.Raymond James Financial Services, Inc.$10004-01-2019
Olin Blayne RagsdaleCambridge Investment Research, Inc.Signal Securities, Inc.04-01-2019
Meharena Yikalo TukaboCambridge Investment Research, Inc.Ameritas Investment Corp.$25003-01-2019
Carlos Alberto MenicucciCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Robert Deane Lenertz Jr.Cambridge Investment Research, Inc.LPL Financial LLC$25001-23-2019
Dennis D. SumpCambridge Investment Research, Inc.Edward Jones$15011-19-2018
David Martinez IICambridge Investment Research, Inc.Foresters Equity Services, Inc.$10010-16-2018
Randall Scott WardCambridge Investment Research, Inc.Institutional Securities Corporation10-15-2018
Vineet Kumar GoyalCambridge Investment Research, Inc.Voya Financial Advisors, Inc.$25009-05-2018
Satyaprasad ChakravarthyCambridge Investment Research, Inc.Voya Financial Advisors, Inc.09-05-2018
Mark Steven KaufmanCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-26-2018
Jeffery Wayne KestingCambridge Investment Research, Inc.Cetera Advisor Networks LLC$10006-14-2018
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Showing 1 to 25 of 181 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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