Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Jussi ThomasCambridge Investment Research, Inc.WFG Investments, Inc.$50008-01-2017
Aaron Scott HarveyCambridge Investment Research, Inc.Edward Jones$10010-01-2010
Adam Steven BlumbergCambridge Investment Research, Inc.MML Investors Services, LLC$50011-13-2015
Adrian Lee UriasCambridge Investment Research, Inc.MML Investors Services, LLC11-01-2016
Alan Mears GilbreathCambridge Investment Research, Inc.B. Riley Wealth Management09-20-2012
Allison Anne LyonsCambridge Investment Research, Inc.NYLIFE Securities LLC$50004-08-2010
Andrew Richard PikeCambridge Investment Research, Inc.First Command Financial Planning, Inc.$25011-01-2010
Angela Rae KunoCambridge Investment Research, Inc.Avantax Investment Services, Inc.05-16-2016
August Paul Bugge IIICambridge Investment Research, Inc.C C F Investments, Inc.$10010-10-2014
Aziz Joe ShoweryCambridge Investment Research, Inc.Farmers Financial Solutions, LLC$10006-03-2019
Bernard Ray Griffith Jr.Cambridge Investment Research, Inc.Woodbury Financial Services, Inc.$25001-22-2016
Bradley Gene ChildsCambridge Investment Research, Inc.Tower Square Securities, Inc.$10010-03-2011
Brandon Shea CoxCambridge Investment Research, Inc.Evolve Investment Advisors$15012-13-2010
Brenda Brooks RocchioCambridge Investment Research, Inc.Investment Professionals, Inc.05-01-2017
Brian Bennett SmithCambridge Investment Research, Inc.Parkland Securities, LLC$50004-13-2017
Brian Keith ScottCambridge Investment Research, Inc.MML Investors Services, LLC02-03-2014
Brian Richard DavidsonCambridge Investment Research, Inc.Nationwide Securities, LLC07-01-2010
Bruce Louis SutherlandCambridge Investment Research, Inc.First Financial Equity Corporation06-04-2010
Bryan Carl KeathleyCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$10004-21-2016
Bryan Michael MastenCambridge Investment Research, Inc.Parkland Securities, LLC$22004-13-2017
Caleb V. AllenCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25012-09-2009
Carla Adele BurnsCambridge Investment Research, Inc.New England Securities$10001-19-2010
Carlos Alberto MenicucciCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Carolyn Sue WilliamsCambridge Investment Research, Inc.Cetera Advisor Networks LLC$25001-04-2010
Carter Conrad BenkendorferCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$50006-15-2012
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Showing 1 to 25 of 181 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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