Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Mears GilbreathCambridge Investment Research, Inc.B. Riley Wealth Management09-20-2012
Andrew Richard PikeCambridge Investment Research, Inc.First Command Financial Planning, Inc.$2511-01-2010
August Paul Bugge IIICambridge Investment Research, Inc.C C F Investments, Inc.$1010-10-2014
Bradley Gene ChildsCambridge Investment Research, Inc.Tower Square Securities, Inc.$1010-03-2011
Brian Keith ScottCambridge Investment Research, Inc.MML Investors Services, LLC02-03-2014
Bryan Carl KeathleyCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc04-21-2016
Caleb V. AllenCambridge Investment Research, Inc.Wells Fargo Clearing Services, LLC12-09-2009
Carla Adele BurnsCambridge Investment Research, Inc.New England Securities$5001-19-2010
Carlos Alberto MenicucciCambridge Investment Research, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-04-2019
Carolyn Sue WilliamsCambridge Investment Research, Inc.Cetera Advisor Networks LLC$5001-04-2010
Carter Conrad BenkendorferCambridge Investment Research, Inc.Ameriprise Financial Services, Inc.$5006-15-2012
Casey Lane PinckardCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$5005-06-2016
Charles Glen SnowCambridge Investment Research, Inc.MML Investors Services, LLC08-02-2013
Christopher Brian HensleyCambridge Investment Research, Inc.Wealth Solutions, Inc.07-11-2012
Christopher Dee JeffersCambridge Investment Research, Inc.AXA Advisors, LLC$5006-30-2014
Clyde Ellis PattonCambridge Investment Research, Inc.Capwest Securities, Inc.09-16-2011
Collin G. DayCambridge Investment Research, Inc.Woodbury Financial Services, Inc.01-22-2016
Craig Robert WirthCambridge Investment Research, Inc.Hilltop Securities Independent Network Inc.07-07-2015
Curtis Morgan FinleyCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc05-03-2016
Daniel B. GeehanCambridge Investment Research, Inc.R. F. Lafferty & Co., Inc.$1002-16-2011
Daniel Christopher MoyersCambridge Investment Research, Inc.Transamerica Financial Advisors, Inc$1011-08-2010
Daniel Richard HarrimanCambridge Investment Research, Inc.C C F Investments, Inc.$2508-13-2014
Daniel Robert PotterCambridge Investment Research, Inc.C C F Investments, Inc.06-18-2015
Darrell Edward GlaserCambridge Investment Research, Inc.C C F Investments, Inc.02-19-2015
David A. KemperCambridge Investment Research, Inc.Fidelity Brokerage Services LLC12-06-2017
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Showing 1 to 25 of 116 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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