Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
James A. FranklinCetera Advisor Networks LLC1st Global Capital Corp.$1002-08-2019
Michael Otto KurzCetera Advisor Networks LLC1st Global Capital Corp.10-03-2018
Richard TorresCetera Advisor Networks LLCBOK Financial Securities, Inc.08-29-2016
David Vaughn ThomasCetera Advisor Networks LLCBOK Financial Securities, Inc.$5008-15-2016
Jeffery Wayne KestingCetera Advisor Networks LLCCambridge Investment Research, Inc.$1010-09-2018
Brian Thomas WolfCetera Advisor Networks LLCCetera Advisor Networks LLC$23801-12-2018
Richard TorresCetera Advisor Networks LLCCetera Advisor Networks LLC$10001-11-2018
Brad Bradley CainCetera Advisor Networks LLCCetera Advisor Networks LLC01-08-2018
Wheeler PulliamCetera Advisor Networks LLCEdward Jones12-20-2019
Keith Allen JohnsonCetera Advisor Networks LLCEdward Jones01-16-2018
Evangeline Tyndall HerringtonCetera Advisor Networks LLCEdward Jones04-21-2017
Roy T. GarciaCetera Advisor Networks LLCFarmers Financial Solutions, LLC02-05-2014
Brian Wesley ArmstrongCetera Advisor Networks LLCFirst Financial Equity Corporation$15009-04-2018
Shawndi Lynn PurselleyCetera Advisor Networks LLCFirst Financial Equity Corporation$1,00009-04-2018
James Edward LatiolaisCetera Advisor Networks LLCFSC Securities Corporation$1001-05-2017
Presciliano Ortega Jr.Cetera Advisor Networks LLCGreat Nation Investment Corporation$22708-07-2017
Alan Ernest SimpsonCetera Advisor Networks LLCGreat Nation Investment Corporation08-07-2017
Rex Neal HooverCetera Advisor Networks LLCHBW Securities LLC06-26-2017
Harold Joe PairCetera Advisor Networks LLCHBW Securities LLC$2606-26-2017
Pedro HeroCetera Advisor Networks LLCLincoln Financial Securities Corporation03-01-2010
Jerry Lee EmmonsCetera Advisor Networks LLCLPL Financial LLC$5002-19-2019
Nicholas Russell MoyCetera Advisor Networks LLCLPL Financial LLC10-08-2018
James Patrick BurkeCetera Advisor Networks LLCLPL Financial LLC08-10-2017
Robert Wayne HuntleyCetera Advisor Networks LLCLPL Financial LLC$5001-17-2017
Mary Scott DeissCetera Advisor Networks LLCLPL Financial LLC01-17-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.