Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Ernest SimpsonCetera Advisor Networks LLCGreat Nation Investment Corporation$10008-07-2017
Alexis Anthony CampestreCetera Advisor Networks LLCLPL Financial LLC01-17-2017
Angela Renee Parra-McneelyCetera Advisor Networks LLCSecurities America, Inc.$50008-02-2018
Benedict Vincent DonahueCetera Advisor Networks LLCThrivent Investment Management Inc.06-19-2019
Bradford Jude SylveCetera Advisor Networks LLCSecurities America, Inc.10-08-2010
Brian Wesley ArmstrongCetera Advisor Networks LLCFirst Financial Equity Corporation$15009-04-2018
Cody William HootenCetera Advisor Networks LLCUnited Capital Financial Advisers11-01-2017
Daphne A PerryCetera Advisor Networks LLCTransamerica Financial Advisors, Inc01-05-2016
David Vaughn ThomasCetera Advisor Networks LLCBOK Financial Securities, Inc.$50008-15-2016
Evangeline Tyndall HerringtonCetera Advisor Networks LLCEdward Jones04-21-2017
George M. PhilipCetera Advisor Networks LLCTransamerica Financial Advisors, Inc06-28-2016
Grant Daniel PodsednikCetera Advisor Networks LLCLPL Financial LLC03-27-2015
James A. FranklinCetera Advisor Networks LLC1st Global Capital Corp.$10002-08-2019
James Edward LatiolaisCetera Advisor Networks LLCFSC Securities Corporation$10001-05-2017
James Patrick BurkeCetera Advisor Networks LLCLPL Financial LLC08-10-2017
Jeffery Wayne KestingCetera Advisor Networks LLCCambridge Investment Research, Inc.$10010-09-2018
Jeffrey Byron LinkCetera Advisor Networks LLCTitan Securities07-26-2019
Jerry Lee EmmonsCetera Advisor Networks LLCLPL Financial LLC$50002-19-2019
Jonathan Phillip LopezCetera Advisor Networks LLCPrincipal Securities, Inc.06-16-2015
Justin Robert EhleCetera Advisor Networks LLCNorthwestern Mutual Investment Services, LLC11-26-2019
Keith Allen JohnsonCetera Advisor Networks LLCEdward Jones01-16-2018
Lucas M BartonCetera Advisor Networks LLCLockton Financial Advisors, LLC12-07-2018
Matthew Jeffrey ArnoultCetera Advisor Networks LLCAlliant Retirement Consulting08-09-2017
Michael Otto KurzCetera Advisor Networks LLC1st Global Capital Corp.10-03-2018
Nicholas Russell MoyCetera Advisor Networks LLCLPL Financial LLC10-08-2018
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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