Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew McalisterCetera Advisors LLCQuestar Asset Management, Inc.02-26-2019
Ben T Thomas Treadaway Jr.Cetera Advisors LLCNext Financial Group, Inc.$2504-22-2019
Blanca E. BlancoCetera Advisors LLCJ.P. Morgan Securities LLC11-12-2015
David Wayne MatthewsCetera Advisors LLCSWBC Investment Services, LLC03-28-2019
Elgin LastrapeCetera Advisors LLCNext Financial Group, Inc.$2504-22-2019
Frank McKinney IIICetera Advisors LLCSecurities America, Inc.11-05-2015
Hector EnriquezCetera Advisors LLCInvestors Capital Corp.10-03-2016
Jamie Michael JohnsonCetera Advisors LLCFarmers Financial Solutions, LLC06-18-2019
Jeffrey Lauren RyanCetera Advisors LLCFifth Third Securities, Inc.$10006-03-2014
Jeffrey Lee O'RandCetera Advisors LLCNYLIFE Securities LLC11-01-2010
Karen D TrekellCetera Advisors LLCEdward Jones08-26-2011
Kevin Patrick O'NeillCetera Advisors LLCInvestors Capital Corp.$5010-03-2016
Kyle Tate LaughlinCetera Advisors LLCNext Financial Group, Inc.$2507-05-2019
Mario Leendertwilhelm PauwCetera Advisors LLCInvestors Capital Corp.10-03-2016
Mark Allen SmithCetera Advisors LLCState Farm VP Management Corp.08-10-2011
Matthew Thomas MarcomCetera Advisors LLCNext Financial Group, Inc.04-22-2019
Matthew Wardwell SemeynCetera Advisors LLCSecurities America, Inc.$5011-05-2015
Ryan C. WaltonCetera Advisors LLCAmeriprise Financial Services, Inc.12-13-2018

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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