Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Thomas DominguezChase Investment Services Corp.Edward Jones09-01-2012
Howard Lee Herring IIChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2012
Brian Orinthal ButlerChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2012
James Paul LebouefChase Investment Services Corp.Charles Schwab & Co., Inc.08-01-2012
Maria Elena TorresChase Investment Services Corp.BBVA Compass Investment Solutions, Inc.07-10-2012
Dana Renee ThompsonChase Investment Services Corp.Edward Jones07-01-2012
James Edward Walley IIChase Investment Services Corp.Morgan Stanley07-01-2012
Jose David CamposChase Investment Services Corp.Wells Fargo Clearing Services, LLC07-01-2012
Christopher Gerard StimmingChase Investment Services Corp.Barclays Capital Inc.05-01-2012
Adam Kyle CraftChase Investment Services Corp.Edward Jones04-30-2012
Melvin Delaney GardnerChase Investment Services Corp.Edward Jones04-16-2012
Gavin George TaylorChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2012
Shannon Marie TaylorChase Investment Services Corp.Next Financial Group, Inc.04-03-2012
Timmy PhilipsChase Investment Services Corp.Edward Jones03-19-2012
Marcus JassoChase Investment Services Corp.Ameriprise Financial Services, Inc.03-16-2012
John David BauerChase Investment Services Corp.Wells Fargo Clearing Services, LLC03-15-2012
Jason Mark TouchstoneChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2012
Alain Richard GardnerChase Investment Services Corp.Edward Jones12-23-2011
David Gerald DudziakChase Investment Services Corp.Edward Jones11-30-2011
Kyle Lee RoehrigChase Investment Services Corp.Edward Jones11-28-2011
Jorge Luis VargasChase Investment Services Corp.Morgan Stanley11-23-2011
Felipe Puente Jr.Chase Investment Services Corp.Edward Jones11-07-2011
Brian Patrick MeeksChase Investment Services Corp.Edward Jones11-01-2011
Danny David KominskiChase Investment Services Corp.Edward Jones11-01-2011
Christian Marc GallandChase Investment Services Corp.Edward Jones10-31-2011
Next Page »

Showing 1 to 25 of 263 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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