Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Thomas DominguezChase Investment Services Corp.Edward Jones09-01-2012
Howard Lee Herring IIChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2012
Brian Orinthal ButlerChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2012
James Paul LebouefChase Investment Services Corp.Charles Schwab & Co., Inc.08-01-2012
Maria Elena TorresChase Investment Services Corp.BBVA Compass Investment Solutions, Inc.07-10-2012
Dana Renee ThompsonChase Investment Services Corp.Edward Jones07-01-2012
James Edward Walley IIChase Investment Services Corp.Morgan Stanley07-01-2012
Jose David CamposChase Investment Services Corp.Wells Fargo Clearing Services, LLC07-01-2012
Christopher Gerard StimmingChase Investment Services Corp.Barclays Capital Inc.05-01-2012
Adam Kyle CraftChase Investment Services Corp.Edward Jones04-30-2012
Melvin Delaney GardnerChase Investment Services Corp.Edward Jones04-16-2012
Gavin George TaylorChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2012
Shannon Marie TaylorChase Investment Services Corp.Next Financial Group, Inc.04-03-2012
Timmy PhilipsChase Investment Services Corp.Edward Jones03-19-2012
Marcus JassoChase Investment Services Corp.Ameriprise Financial Services, Inc.03-16-2012
John David BauerChase Investment Services Corp.Wells Fargo Clearing Services, LLC03-15-2012
Jason Mark TouchstoneChase Investment Services Corp.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-05-2012
Alain Richard GardnerChase Investment Services Corp.Edward Jones12-23-2011
David Gerald DudziakChase Investment Services Corp.Edward Jones11-30-2011
Kyle Lee RoehrigChase Investment Services Corp.Edward Jones11-28-2011
Jorge Luis VargasChase Investment Services Corp.Morgan Stanley11-23-2011
Felipe Puente Jr.Chase Investment Services Corp.Edward Jones11-07-2011
Brian Patrick MeeksChase Investment Services Corp.Edward Jones11-01-2011
Danny David KominskiChase Investment Services Corp.Edward Jones11-01-2011
Christian Marc GallandChase Investment Services Corp.Edward Jones10-31-2011
Next Page »

Showing 1 to 25 of 263 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.