Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

Firm Total Moves

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Charles William Crowl JrCommonwealth Financial NetworkAvantax Investment Services, Inc.$5006-18-2020
Laura Deanna PeirsonCommonwealth Financial NetworkPruco Securities, LLC.12-02-2019
Luke PalmerCommonwealth Financial NetworkEdward Jones$2511-01-2019
Brian Christopher BisdorfCommonwealth Financial NetworkEdward Jones$15011-01-2019
Bridget Elise PalmerCommonwealth Financial NetworkEdward Jones11-01-2019
Ryan Joel CanalesCommonwealth Financial NetworkStonewater Wealth Management, Inc.09-16-2019
Michael Gordon WendlandtCommonwealth Financial NetworkSecurities America, Inc.$15008-17-2018
Frederick Palmer Mesch IICommonwealth Financial NetworkAvantax Investment Services, Inc.04-30-2018
Thomas Francis Kennedy IIICommonwealth Financial NetworkPrudential Investment Management Services LLC04-02-2018
Irfan A DossaniCommonwealth Financial NetworkAdvisor Resource Council02-08-2018
Ryan Andrew DignumCommonwealth Financial NetworkFirst Command Advisory Services10-16-2017
Kevin Michael Curley IICommonwealth Financial NetworkUBS Financial Services Inc.05-17-2017
Robert James Messett JrCommonwealth Financial NetworkWFG Investments, Inc.02-15-2017
Oscar Omar LopezCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$27111-04-2016
Kimberly Zan TillinghastCommonwealth Financial NetworkWFG Investments, Inc.$10011-04-2016
John C Farris SrCommonwealth Financial NetworkWFG Investments, Inc.$2511-04-2016
Parichart Crystal ArredondoCommonwealth Financial NetworkWFG Investments, Inc.11-04-2016
Raegan Ashley ArringtonCommonwealth Financial NetworkWFG Investments, Inc.11-04-2016
Philip Andrew StrunkCommonwealth Financial NetworkWFG Investments, Inc.11-04-2016
Karthik MuralirajCommonwealth Financial NetworkWFG Investments, Inc.11-04-2016
Vatsal Pratap AssarCommonwealth Financial NetworkWFG Investments, Inc.$15011-04-2016
Ruben Lopez JrCommonwealth Financial NetworkWells Fargo Clearing Services, LLC11-04-2016
Duke Nhien TranCommonwealth Financial NetworkRBC Capital Markets, LLC08-25-2016
Jack Prather Brown JrCommonwealth Financial NetworkMaplewood Investments, Inc.$15008-15-2016
Peter Edward RuthCommonwealth Financial NetworkMaplewood Investments, Inc.$15008-15-2016
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Showing 1 to 25 of 53 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.