Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Gordon WendlandtCommonwealth Financial NetworkSecurities America, Inc.$15008-17-2018
Irfan A DossaniCommonwealth Financial Network360 Wealth Management, LLC02-08-2018
Jennifer Lucille CooperCommonwealth Financial NetworkPurshe Kaplan Sterling Investments$1006-20-2017
Robert James Messett Jr.Commonwealth Financial NetworkWFG Investments, Inc.$102-15-2017
Kimberly Zan TillinghastCommonwealth Financial NetworkWFG Investments, Inc.$10011-04-2016
Oscar Omar LopezCommonwealth Financial NetworkWells Fargo Clearing Services, LLC$27111-04-2016
Ruben Lopez Jr.Commonwealth Financial NetworkWells Fargo Clearing Services, LLC11-04-2016
Duke Nhien TranCommonwealth Financial NetworkRBC Capital Markets, LLC$108-25-2016
Jack Prather Brown Jr.Commonwealth Financial NetworkMaplewood Investment Advisors, Inc.$15008-15-2016
Peter Edward RuthCommonwealth Financial NetworkMaplewood Investment Advisors, Inc.$15008-15-2016
Albert Victor GraciCommonwealth Financial NetworkLPL Financial LLC06-02-2016
Clifford Lawrence BraxtonCommonwealth Financial NetworkLPL Financial LLC06-02-2016
Debra Lynn AlexanderCommonwealth Financial NetworkLPL Financial LLC06-02-2016
Gregory Lynn SalleyCommonwealth Financial Network1st Global Capital Corp.06-02-2016
John Taylor ClementsCommonwealth Financial Network1st Global Capital Corp.06-02-2016
Kenneth Dale CooperCommonwealth Financial NetworkLPL Financial LLC06-02-2016
Steven David ChafinCommonwealth Financial NetworkProEquities, Inc.05-09-2016
Nicholas William ThomasCommonwealth Financial NetworkRaymond James Financial Services, Inc.02-19-2016
John William Rubottom Jr.Commonwealth Financial NetworkProspera Financial Services, Inc.01-14-2016
Stephen Barnett ShipleyCommonwealth Financial NetworkProspera Financial Services, Inc.$9901-14-2016
Christian Trygve-Lee StoutCommonwealth Financial NetworkUBS Financial Services Inc.$10009-16-2015
Christopher Baxter JonesCommonwealth Financial NetworkStephens09-03-2015
Jennifer Lucille CooperCommonwealth Financial NetworkCetera Investment Services LLC$1003-20-2015
Christy Jo SheltonCommonwealth Financial NetworkRaymond James & Associates, Inc.06-20-2014
Toby Scott HarrisCommonwealth Financial NetworkFirst Allied Securities, Inc.$104-08-2014
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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