Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Melanie Marie MarlinEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
Kevin B ArmesEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
Simon John TannerEdward JonesThe GMS Group, LLC02-15-2019
Stephen Fletcher MixonEdward JonesFrost Brokerage Services, Inc.02-15-2019
Eric James CanuppEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Kurt Thomas Von BuettnerEdward JonesSWBC Investment Services, LLC$101-18-2019
Oliver Christian PuhrEdward JonesBBVA Securities Inc.01-18-2019
George Hernandez SoulayracEdward JonesThrivent Investment Management Inc.01-14-2019
Willie A Smith Jr.Edward JonesMorgan Stanley10-05-2018
Lawrence Alix Foster IIEdward JonesFidelity Personal and Workplace Advisors08-31-2018
Michael Walter MackeyEdward JonesFidelity Brokerage Services LLC07-27-2018
Charlie Alexander Wright IIIEdward JonesPruco Securities, LLC.$106-29-2018
Charles Anthony StoughEdward JonesVoya Financial Advisors, Inc.$10505-25-2018
John Court Brown Jr.Edward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2018
Eddie Raymond YanceyEdward JonesRaymond James Financial Services, Inc.03-05-2018
Alexander Phillip BallEdward JonesRaymond James Financial Services, Inc.02-23-2018
William Todd DoranEdward JonesSaybrus Equity Services, LLC$5001-12-2018
Mario Guillermo Ayala Jr.Edward JonesBB&T Securities, LLC12-15-2017
Mark Carlton KoellnerEdward JonesUSAA Financial Advisors, Inc.$111-03-2017
Frank Charles DragnaEdward JonesCsfbdirect, Inc.09-15-2017
Jose Miguel MartinezEdward JonesUSAA Financial Advisors, Inc.$108-18-2017
Russell George Baker Jr.Edward JonesCapital One Investing, LLC07-21-2017
Wouter J StokmanEdward JonesCapital One Investing, LLC07-21-2017
Sierra Jade LambertEdward JonesRaymond James Financial Services, Inc.06-30-2017
Bradley Allen PyleEdward JonesUSAA Financial Planning Services06-23-2017
Next Page »

Showing 1 to 25 of 124 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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