Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Edward MarquardEdward JonesAdvisors Asset Management, Inc.08-01-2016
Paul Alexander CaspersEdward JonesAIG Capital Services, Inc.03-23-2020
Ryan Andrew FrankEdward JonesAllstate Financial Services, LLC11-28-2018
Brandon Chad RaineyEdward JonesAllstate Financial Services, LLC04-28-2014
Jimmy Allen GrigsbyEdward JonesAllstate Financial Services, LLC04-07-2014
Bradley Eugene LemmonEdward JonesAllstate Financial Services, LLC02-24-2014
Eric James LamannaEdward JonesAmerican Funds Distributors, Inc.06-19-2019
Lisa Diane SanchezEdward JonesAmerican Funds Distributors, Inc.11-18-2014
Timothy Clayton KrudwigEdward JonesAmerican Funds Distributors, Inc.$2504-09-2012
Frank Walker Rattan JrEdward JonesAmeriprise Financial Services, LLC05-20-2013
David Than Richburg JrEdward JonesAmeriprise Financial Services, LLC$2506-01-2012
Melissa Sue MillerEdward JonesApex Clearing Corporation02-12-2018
Matthew William MilhollonEdward JonesAvantax Investment Services, Inc.09-08-2020
Ernest James MartinezEdward JonesBB&T Investment Services, Inc.$1612-22-2016
Mario G Ayala JrEdward JonesBB&T Securities, LLC12-15-2017
Darryl Ray PlunkettEdward JonesBBVA Compass Investment Solutions, Inc.$2501-03-2012
Sasha Kene ThompsonEdward JonesBBVA Securities Inc.07-31-2020
Mario Renteria JrEdward JonesBBVA Securities Inc.09-20-2019
Oliver Christian PuhrEdward JonesBBVA Securities Inc.01-18-2019
Scott C FrancisEdward JonesBBVA Securities Inc.09-23-2016
Trenton Kreg MarshEdward JonesBOK Financial Securities, Inc.02-15-2013
Jaclyn E BellEdward JonesCapital Analysts07-12-2019
Cristina Manuben MontenegroEdward JonesCapital One Investing, LLC12-11-2017
Benjamin Daniel YackellEdward JonesCentaurus Financial, Inc.12-09-2019
Felicia Ann CumbyEdward JonesChase Investment Services Corp.05-29-2012
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Showing 1 to 25 of 177 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.