Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Vincent Antwane WallaceEdward JonesUSAA Investment Services Company09-25-2020
James Elijio SummersEdward JonesUSAA Investment Services Company09-25-2020
Matthew William MilhollonEdward JonesAvantax Investment Services, Inc.09-08-2020
Mark Q WalkerEdward JonesWells Fargo Clearing Services, LLC08-21-2020
Sasha Kene ThompsonEdward JonesBBVA Securities Inc.07-31-2020
Raymond LopezEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-21-2020
Jamie Rachelle LairdEdward JonesMorgan Stanley06-12-2020
Benjamin Nathanial FredricksonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-27-2020
Paul Alexander CaspersEdward JonesAIG Capital Services, Inc.03-23-2020
Jeffrey David SteinerEdward JonesUMB Financial Services, Inc.$5003-16-2020
Jason Robert EdwardsEdward JonesFidelity Personal and Workplace Advisors03-06-2020
Phillip Leo Hettich JrEdward JonesRaymond James Financial Services, Inc.02-28-2020
Michael Ryan ChavezEdward JonesWells Fargo Clearing Services, LLC02-21-2020
Holly M EatonEdward JonesHilltop Securities Inc.02-03-2020
Robert Adam YoungEdward JonesRetirement Planners of America01-13-2020
Angel Jose SantiagoEdward JonesRaymond James Financial Services, Inc.12-13-2019
Benjamin Daniel YackellEdward JonesCentaurus Financial, Inc.12-09-2019
Alexander ApellesEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00012-06-2019
Theresa MontyaEdward JonesWorld Choice Securities, Inc.$2510-25-2019
Moises FloresEdward JonesTD Ameritrade, Inc.10-18-2019
Jennifer Guild DavisEdward JonesDFA Securities LLC10-07-2019
Mario Renteria JrEdward JonesBBVA Securities Inc.09-20-2019
Jaclyn E BellEdward JonesCapital Analysts07-12-2019
Colin WongEdward JonesEquitable Advisors, LLC$2506-28-2019
Eric James LamannaEdward JonesAmerican Funds Distributors, Inc.06-19-2019
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Showing 1 to 25 of 177 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.