Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jaclyn E BellEdward JonesCapital Analysts07-12-2019
Eric M. TonesEdward JonesFidelity Brokerage Services LLC07-05-2019
Colin WongEdward JonesAXA Advisors, LLC$2506-28-2019
Sean LevingsEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Melanie Marie MarlinEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
Stephen Fletcher MixonEdward JonesFrost Brokerage Services, Inc.02-15-2019
Kevin ArmesEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
Simon John TannerEdward JonesThe GMS Group, LLC02-15-2019
Joseph O VigilEdward JonesQuest Capital Strategies, Inc.01-29-2019
Oliver Christian PuhrEdward JonesBBVA Securities Inc.01-18-2019
Kurt Thomas Von BuettnerEdward JonesSWBC Investment Services, LLC01-18-2019
Eric James CanuppEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Willie A Smith JrEdward JonesMorgan Stanley10-05-2018
Lawrence Alix Foster IIEdward JonesFidelity Brokerage Services LLC08-31-2018
Michael W. MackeyEdward JonesFidelity Brokerage Services LLC07-27-2018
Charlie Alexander Wright IIIEdward JonesPruco Securities, LLC.06-29-2018
Charles Anthony StoughEdward JonesVoya Financial Advisors, Inc.$10505-25-2018
John Court Brown Jr.Edward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-13-2018
Eddie Raymond YanceyEdward JonesRaymond James Financial Services, Inc.03-05-2018
William Todd DoranEdward JonesSaybrus Equity Services, LLC$5001-12-2018
Mario G. Ayala Jr.Edward JonesBB&T Securities, LLC12-15-2017
Mark Carlton KoellnerEdward JonesUSAA Financial Advisors, Inc.$1811-03-2017
Jose Miguel MartinezEdward JonesUSAA Financial Advisors, Inc.08-18-2017
Wouter J. StokmanEdward JonesCapital One Investing, LLC07-21-2017
Russell George Baker Jr.Edward JonesCapital One Investing, LLC07-21-2017
Next Page »

Showing 1 to 25 of 89 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.