Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Colin WongEdward JonesAXA Advisors, LLC$2506-28-2019
Eric James CanuppEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated01-18-2019
Eric M. TonesEdward JonesFidelity Brokerage Services LLC07-05-2019
Jaclyn E BellEdward JonesCapital Analysts07-12-2019
Joseph O VigilEdward JonesQuest Capital Strategies, Inc.01-29-2019
Kevin ArmesEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
Kurt Thomas Von BuettnerEdward JonesSWBC Investment Services, LLC01-18-2019
Lawrence Alix Foster IIEdward JonesFidelity Brokerage Services LLC08-31-2018
Melanie Marie MarlinEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
Michael W. MackeyEdward JonesFidelity Brokerage Services LLC07-27-2018
Oliver Christian PuhrEdward JonesBBVA Securities Inc.01-18-2019
Sean LevingsEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Simon John TannerEdward JonesThe GMS Group, LLC02-15-2019
Stephen Fletcher MixonEdward JonesFrost Brokerage Services, Inc.02-15-2019
Willie A Smith JrEdward JonesMorgan Stanley10-05-2018

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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