Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Lee DeffinbaughHD Vest Investment ServicesNorthwest Investment Advisors, Inc.$106-17-2019
Karen Elizabeth ChaseHD Vest Investment ServicesPFS Investments Inc.05-31-2019
Darryn David PopeHD Vest Investment ServicesProEquities, Inc.$2503-29-2019
Santo Lawrence BlumkeHD Vest Investment ServicesConcorde Investment Services, LLC02-27-2019
Mariette Denise Luchini - JacobsonHD Vest Investment Services1st Global Capital Corp.12-12-2018
Philip John ClesiHD Vest Investment ServicesLPL Financial LLC$1410-25-2018
Domenic Anthony PalagrutoHD Vest Investment ServicesSecurities Service Network, LLC$110-10-2018
Christopher R MarshallHD Vest Investment ServicesAlterity Financial Group, LLC$1010-05-2018
Edward LicciardiHD Vest Investment ServicesFarmers Financial Solutions, LLC10-03-2018
Helen Renee MorganHD Vest Investment ServicesAllstate Financial Services, LLC09-20-2018
Gary Leon DickHD Vest Investment ServicesSignator Investors, Inc.08-17-2018
Marcella Ann EvansHD Vest Investment ServicesAXA Advisors, LLC07-12-2018
Kevin William CrowleyHD Vest Investment ServicesFarmers Financial Solutions, LLC07-11-2018
Carl Dean WinfielHD Vest Investment ServicesCetera Financial Specialists LLC$106-29-2018
Cynthia Wharton LowryHD Vest Investment ServicesSecurities America, Inc.06-06-2018
Vincent Christopher MonterossoHD Vest Investment ServicesSecurities Service Network, LLC05-17-2018
Shakeeb H. SyedHD Vest Investment ServicesCitizens Securities, Inc.04-18-2018
David Michael LamorteHD Vest Investment ServicesFarmers Financial Solutions, LLC04-04-2018
Keith Edward StingleyHD Vest Investment Services1st Global Capital Corp.04-04-2018
Victoria Noelle SingletaryHD Vest Investment ServicesMerrill Lynch, Pierce, Fenner & Smith Incorporated$104-02-2018
Mark Layne BusbyHD Vest Investment ServicesPruco Securities, LLC.02-15-2018
Dannett June GardinerHD Vest Investment ServicesMWA Financial Services Inc.02-06-2018
Rebecca Ware HuffmanHD Vest Investment ServicesMerrill Lynch, Pierce, Fenner & Smith Incorporated$101-26-2018
Jeffrey Charles WilliamsHD Vest Investment ServicesWaddell & Reed01-18-2018
Ming HuHD Vest Investment ServicesLaSalle St. Securities, LLC$101-10-2018
Next Page »

Showing 1 to 25 of 317 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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