Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew R. StephensHD Vest Investment ServicesEdward Jones07-22-2019
David Lee DeffinbaughHD Vest Investment ServicesNorthwest Investment Advisors, Inc.06-17-2019
Karen Elizabeth ChaseHD Vest Investment ServicesPFS Investments Inc.05-31-2019
Darryn David PopeHD Vest Investment ServicesProEquities, Inc.$2503-29-2019
Santo Lawrence BlumkeHD Vest Investment ServicesConcorde Investment Services, LLC02-27-2019
Mariette Denise Luchini-JacobsonHD Vest Investment Services1st Global Capital Corp.12-12-2018
Ronald Joseph KudlacekHD Vest Investment ServicesSummit Brokerage Services, Inc.10-29-2018
Philip John ClesiHD Vest Investment ServicesLPL Financial LLC$1410-25-2018
Domenic Anthony PalagrutoHD Vest Investment ServicesSecurities Service Network, LLC10-10-2018
Christopher R MarshallHD Vest Investment ServicesAlterity Financial Group, LLC$1010-05-2018
Edward LicciardiHD Vest Investment ServicesFarmers Financial Solutions, LLC10-03-2018
Gary Leon DickHD Vest Investment ServicesSignator Investors, Inc.08-17-2018
Carl Dean WinfielHD Vest Investment ServicesCetera Financial Specialists LLC06-29-2018
Cynthia Wharton LowryHD Vest Investment ServicesSecurities America, Inc.06-06-2018
Vincent Christopher MonterossoHD Vest Investment ServicesSecurities Service Network, LLC05-17-2018
Shakeeb H. SyedHD Vest Investment ServicesCitizens Securities, Inc.04-18-2018
Keith Edward StingleyHD Vest Investment Services1st Global Capital Corp.04-04-2018
Dannett June GardinerHD Vest Investment ServicesMWA Financial Services Inc.02-06-2018
Jeffrey Charles WilliamsHD Vest Investment ServicesWaddell & Reed01-18-2018
Wade Stephen DillmanHD Vest Investment ServicesWells Fargo Clearing Services, LLC01-12-2018
Ming Gary HuHD Vest Investment ServicesLaSalle St. Securities, LLC01-10-2018
Linda Lee KnightonHD Vest Investment ServicesINVEST Financial Corporation12-22-2017
Martyn Joseph Ballestero IIHD Vest Investment ServicesInvestment Professionals, Inc.12-22-2017
Arlene G. EricsonHD Vest Investment ServicesPrincipal Securities, Inc.12-21-2017
Dennis Scott HughesHD Vest Investment ServicesPruco Securities, LLC.12-21-2017
Next Page »

Showing 1 to 25 of 183 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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