Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Fredric Kellogg Jr.Hilltop Securities Inc.IHT Wealth Management LLC07-08-2019
Vickie Sue WiseHilltop Securities Inc.BOK Financial Services, Inc.$23703-23-2018
Kimberly Kay RuleHilltop Securities Inc.Wells Fargo Clearing Services, LLC$5001-12-2018
John Christian CoyleHilltop Securities Inc.Oppenheimer & Co. Inc.$5008-11-2017
Victor Fernand MedinaHilltop Securities Inc.Morgan Stanley$2504-21-2017
Stuart Wier FordHilltop Securities Inc.Coastal Securities, Inc.$10003-31-2017
James Frederick MartinHilltop Securities Inc.UBS Financial Services Inc.$15009-09-2016
Lawrence Jude MessinaHilltop Securities Inc.Stifel, Nicolaus & Company, Incorporated$15007-08-2016
Rocky Val EmeryHilltop Securities Inc.Texan Capital06-14-2016
Wayne Evan DaughertyHilltop Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15010-23-2015
Michael Edward FornerHilltop Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-21-2015
Richard Louis Galen Jr.Hilltop Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-21-2015
Bryan Ray WrightHilltop Securities Inc.Raymond James & Associates, Inc.$106-15-2015
Thomas John EdwardsHilltop Securities Inc.Wells Fargo Clearing Services, LLC03-06-2015
Gene Parvon Dickey Jr.Hilltop Securities Inc.Raymond James & Associates, Inc.05-10-2013
James Fremont WoodcockHilltop Securities Inc.Raymond James & Associates, Inc.$12504-19-2013
Thomas Warren DarilekHilltop Securities Inc.Raymond James & Associates, Inc.$5004-19-2013
Vito D'AngeloHilltop Securities Inc.Raymond James & Associates, Inc.$8704-19-2013
William Howard Humphreys Jr.Hilltop Securities Inc.Raymond James & Associates, Inc.$10004-19-2013
Jonathan Scott RogersHilltop Securities Inc.1st Global Capital Corp.$111-19-2012
William Wade WiseHilltop Securities Inc.UBS Financial Services Inc.$5011-09-2012
Jamey Carl GrahamHilltop Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2012
Donald Matthew FerrellHilltop Securities Inc.Citigroup Global Markets Inc.08-01-2012
Robert Doak SullivanHilltop Securities Inc.UBS Financial Services Inc.$5007-13-2012
Christopher Vaughn MccampbellHilltop Securities Inc.Stifel, Nicolaus & Company, Incorporated$15006-29-2012
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Showing 1 to 25 of 65 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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