Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Scott RogersHilltop Securities Inc.1st Global Capital Corp.$50011-19-2012
Stephen Scott ShermanHilltop Securities Inc.Ameriprise Financial Services, Inc.07-11-2019
William Randolph DanielsHilltop Securities Inc.Ameriprise Financial Services, Inc.07-11-2019
Jeffrey Neal VanoverHilltop Securities Inc.Ameriprise Financial Services, Inc.07-11-2019
Vickie Sue WiseHilltop Securities Inc.BOK Financial Securities, Inc.$23703-23-2018
Ronnie Carrol Davis Jr.Hilltop Securities Inc.BOK Financial Securities, Inc.03-23-2018
Donald Matthew FerrellHilltop Securities Inc.Citigroup Global Markets Inc.08-01-2012
Richard Randall RichisonHilltop Securities Inc.Citigroup Global Markets Inc.$10006-05-2009
James Earl Pence IIHilltop Securities Inc.Citigroup Global Markets Inc.$15006-05-2009
Joan Geurkink LawsonHilltop Securities Inc.Citigroup Global Markets Inc.$50006-05-2009
Robert John BrandenbergerHilltop Securities Inc.Citigroup Global Markets Inc.04-09-2009
William Robert BrandenbergerHilltop Securities Inc.Citigroup Global Markets Inc.04-09-2009
Ronnie Russell RushingHilltop Securities Inc.Citigroup Global Markets Inc.$25004-01-2009
Bradley Kyle ScottHilltop Securities Inc.Citigroup Global Markets Inc.04-01-2009
Marcel Fred HamburgerHilltop Securities Inc.Citigroup Global Markets Inc.$25003-27-2009
Robert Picard SypultHilltop Securities Inc.Citigroup Global Markets Inc.$10003-13-2009
Tia Stephanie TomlinHilltop Securities Inc.Citigroup Global Markets Inc.03-13-2009
Stuart Wier FordHilltop Securities Inc.Coastal Securities, Inc.$10003-31-2017
Harold David WrightHilltop Securities Inc.Comerica Securities$25005-20-2014
Anay Kumar SrivastavaHilltop Securities Inc.Comerica Securities11-18-2011
Jeffrey Garland KeeneHilltop Securities Inc.Edward Jones01-28-2019
William Fredric Kellogg Jr.Hilltop Securities Inc.IHT Wealth Management LLC07-08-2019
Todd Frederic StoraskaHilltop Securities Inc.LPL Financial LLC10-06-2014
Kranston L KincaidHilltop Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$25003-22-2019
Wayne Evan DaughertyHilltop Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50010-23-2015
Next Page »

Showing 1 to 25 of 79 entries

Page 1 | 2 | 3 | 4

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.