Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Emerson CampbellHilltop Securities Inc.UBS Financial Services Inc.$15005-06-2009
Steven Alexander SarkissianHilltop Securities Inc.UBS Financial Services Inc.$5005-08-2009
Stephen Paul CrossmanHilltop Securities Inc.UBS Financial Services Inc.05-12-2009
Joan Geurkink LawsonHilltop Securities Inc.Citigroup Global Markets Inc.06-05-2009
James Earl Pence IIHilltop Securities Inc.Citigroup Global Markets Inc.06-05-2009
Richard Randall RichisonHilltop Securities Inc.Citigroup Global Markets Inc.06-05-2009
Alyosha Richard MertensHilltop Securities Inc.UBS Financial Services Inc.$2501-12-2011
Craig Dennis PasiniHilltop Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-06-2012
Donald Terry Burrows Jr.Hilltop Securities Inc.Wells Fargo Clearing Services, LLC$10003-27-2012
Clint L. AuttonberryHilltop Securities Inc.Wells Fargo Clearing Services, LLC$10003-27-2012
Michael Anthony AgolHilltop Securities Inc.Wells Fargo Clearing Services, LLC03-27-2012
Robert Alvin Harty Jr.Hilltop Securities Inc.Morgan Keegan & Company, Inc.05-18-2012
Christopher V. McCampbellHilltop Securities Inc.Stifel, Nicolaus & Company, Incorporated$1006-29-2012
William Wade WiseHilltop Securities Inc.UBS Financial Services Inc.$10011-09-2012
Jonathan Scott RogersHilltop Securities Inc.1st Global Capital Corp.11-19-2012
Thomas Warren DarilekHilltop Securities Inc.Raymond James & Associates, Inc.$15004-19-2013
William Howard Humphreys Jr.Hilltop Securities Inc.Raymond James & Associates, Inc.$10004-19-2013
Vito D'AngeloHilltop Securities Inc.Raymond James & Associates, Inc.$5004-19-2013
James Fremont WoodcockHilltop Securities Inc.Raymond James & Associates, Inc.04-19-2013
Gene Parvon Dickey Jr.Hilltop Securities Inc.Raymond James & Associates, Inc.05-10-2013
Bryan Ray WrightHilltop Securities Inc.Raymond James & Associates, Inc.$1006-15-2015
Michael Edward FornerHilltop Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10008-21-2015
Richard Louis Galen Jr.Hilltop Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2015
Wayne Evan DaughertyHilltop Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-23-2015
Michael NewmanHilltop Securities Inc.First Southwest Company, LLC$5001-22-2016
Next Page »

Showing 1 to 25 of 39 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.