Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christophe Dupin Saint De CyrHilltop Securities Independent Network Inc.Raymond James & Associates, Inc.$2503-28-2019
Gregory James ShankleHilltop Securities Independent Network Inc.Raymond James & Associates, Inc.$20003-28-2019
Shane Ross AbernathyHilltop Securities Independent Network Inc.Ameriprise Financial Services, Inc.$5001-11-2019
Dana Bruce DavidsonHilltop Securities Independent Network Inc.Cetera Advisor Networks LLC$112-07-2018
Timothy Warren BennettHilltop Securities Independent Network Inc.Waddell & Reed11-16-2018
Elizabeth Anne WilsonHilltop Securities Independent Network Inc.Principal Securities, Inc.11-01-2018
Dennis Brock AshbyHilltop Securities Independent Network Inc.IMS Securities, Inc.$111-13-2017
John Anthony PeguesHilltop Securities Independent Network Inc.Investment Centers of America, Inc.$110-06-2017
Linda Els MccutcheonHilltop Securities Independent Network Inc.Investment Centers of America, Inc.10-06-2017
Christopher A. MurrayHilltop Securities Independent Network Inc.Edward Jones09-25-2017
Jay Stanley MathisHilltop Securities Independent Network Inc.LPL Financial LLC$8304-28-2017
Daniel James GundersonHilltop Securities Independent Network Inc.Morgan Stanley04-29-2016
Leo Vinson ReichleHilltop Securities Independent Network Inc.Century Securities Associates, Inc.02-26-2016
Thomas Daniel SwiftHilltop Securities Independent Network Inc.Waddell & Reed02-02-2016
William Louis EbsHilltop Securities Independent Network Inc.MetLife Securities Inc.08-12-2015
Larry Preston BraswellHilltop Securities Independent Network Inc.Cambridge Investment Research, Inc.04-17-2015
Louis Nolan MillerHilltop Securities Independent Network Inc.Harbor Financial Services, LLC$15003-17-2015
Robert Mark WroblewskiHilltop Securities Independent Network Inc.LPL Financial LLC$101-15-2015
James Willian AdamsHilltop Securities Independent Network Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-15-2014
Kevin Eugene RussellHilltop Securities Independent Network Inc.MidAmerica Financial Services, Inc.08-14-2014
Stephen Tyler MckimmeyHilltop Securities Independent Network Inc.AXA Advisors, LLC05-06-2014
Michael T HoganHilltop Securities Independent Network Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-29-2014
Emilio Fuentes Jr.Hilltop Securities Independent Network Inc.Wells Fargo Clearing Services, LLC$2503-06-2014
Todd Aaron MuehlerHilltop Securities Independent Network Inc.Wells Fargo Clearing Services, LLC08-13-2013
Troy Landon SmithHilltop Securities Independent Network Inc.Charles Schwab & Co., Inc.$1002-06-2013
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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