Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Thomas DominguezJ.P. Morgan Securities LLCFidelity Brokerage Services LLC04-13-2020
Gordon Marshall BuskirkJ.P. Morgan Securities LLCBBVA Securities Inc.04-09-2020
Pedro Campos Campos MejoradoJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.04-03-2020
Hernan PerezJ.P. Morgan Securities LLCAXA Advisors, LLC04-01-2020
Marcelo Alaor Pizzato DantasJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-30-2020
Luis A. MondragonJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC03-25-2020
Bismarck Oduro DarkoJ.P. Morgan Securities LLCUSAA Financial Advisors, Inc.03-12-2020
Hugo RodriguesJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-11-2020
Matthew Michael LessardJ.P. Morgan Securities LLCTD Ameritrade, Inc.03-11-2020
Timothy Brian MazzantiJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2020
James Calhoun Griffeth JrJ.P. Morgan Securities LLCNYLIFE Securities LLC03-04-2020
Leonard Andrew Segal Jr.J.P. Morgan Securities LLCRaymond James & Associates, Inc.03-03-2020
Yasmeen Shvai FrazierJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.03-03-2020
Samuel Gregory ValentiJ.P. Morgan Securities LLCBBVA Securities Inc.02-27-2020
Benjamin Daniel CroffordJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.02-25-2020
Melissa Dawn LevesqueJ.P. Morgan Securities LLCLPL Financial LLC02-24-2020
Daniel Nicholas ContiJ.P. Morgan Securities LLCUSAA Investment Management Company02-24-2020
Anibal A MiatelloJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-21-2020
Melanie Rachel BrooksJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-21-2020
Jonathan ChantraJ.P. Morgan Securities LLCMML Investors Services, LLC02-21-2020
Anupa Ann PhilipJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors02-20-2020
Samantha Paige DunlapJ.P. Morgan Securities LLCSynovus Securities, Inc.02-19-2020
Bryce Conner RoyJ.P. Morgan Securities LLCTD Ameritrade, Inc.02-12-2020
Heidi Lee TylerJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.01-30-2020
Joshua David BraddyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-28-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.