Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David A HollandJ.P. Morgan Securities LLCUSAA Investment Services Company10-01-2020
Aalok PatelJ.P. Morgan Securities LLCTD Ameritrade, Inc.09-29-2020
Marcus A RollsJ.P. Morgan Securities LLCMorgan Stanley09-28-2020
Scott Clifton KimpsonJ.P. Morgan Securities LLCAvantax Investment Services, Inc.09-23-2020
Eric M AldapeJ.P. Morgan Securities LLCFrost Brokerage Services, Inc.09-22-2020
ANTHONY David BALDERASJ.P. Morgan Securities LLCTD Ameritrade, Inc.09-17-2020
Juan M PerezJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-17-2020
Coleman Vaughn McNamaraJ.P. Morgan Securities LLCRaymond James & Associates, Inc.09-08-2020
Robert Alexander WenzigJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-03-2020
Julia Charron FishbeinJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2020
James Thomas HickeyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-26-2020
Anthony Thuy BuiJ.P. Morgan Securities LLCLPL Financial LLC08-20-2020
Brandon L JonesJ.P. Morgan Securities LLCEdward Jones08-17-2020
Melissa GarzaJ.P. Morgan Securities LLCMutual of Omaha Investor Services, Inc.08-14-2020
Gee Gee QuinonesJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-30-2020
Matthew Brian EstelJ.P. Morgan Securities LLCWaddell & Reed07-27-2020
Ryan VazJ.P. Morgan Securities LLCTD Ameritrade, Inc.06-22-2020
Jose Alejandro EscobarJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-22-2020
Christine L BarronJ.P. Morgan Securities LLCKestra Investment Services, LLC06-18-2020
Joseph A Mcclung IIIJ.P. Morgan Securities LLCTD Ameritrade, Inc.06-17-2020
Michael Shawn DehnischJ.P. Morgan Securities LLCOneAmerica Securities, Inc.06-11-2020
Viral PatelJ.P. Morgan Securities LLCPruco Securities, LLC.06-04-2020
Paul Jacob ParsonsJ.P. Morgan Securities LLCPurshe Kaplan Sterling Investments06-04-2020
Arthur Ballarta GellangJ.P. Morgan Securities LLCThrivent Investment Management Inc.05-27-2020
Alejandro MojicaJ.P. Morgan Securities LLCBBVA Securities Inc.05-22-2020
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Showing 1 to 25 of 341 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.