Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Linn Heartfield Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-15-2019
Jamie Ray MitchellJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2019
Daniel WorobiecJ.P. Morgan Securities LLCFidelity Personal and Workplace Advisors01-07-2019
Byron D'Charles FreemanJ.P. Morgan Securities LLCOneAmerica Securities, Inc.12-12-2018
Alan Eduardo HeinzeJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
Erin Ashlee BauerJ.P. Morgan Securities LLCUSAA Financial Advisors, Inc.12-05-2018
Jason Brice MeekJ.P. Morgan Securities LLCAmeriprise Financial Services, Inc.$2509-24-2018
Michael John FerryJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC09-12-2018
Fauzia F KurjeeJ.P. Morgan Securities LLCInvesco Distributors, Inc.08-07-2018
Anthony Wayne MillerJ.P. Morgan Securities LLCCapital One Investing, LLC08-01-2018
Kevin Khadimally PashaJ.P. Morgan Securities LLCMorgan Stanley07-30-2018
Alexander James SpradlinJ.P. Morgan Securities LLCAXA Advisors, LLC06-28-2018
Jeffrey Scot LuftigJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2505-25-2018
Thomas Scott HolsteadJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,13501-12-2018
Justin Carl DavisJ.P. Morgan Securities LLCTD Ameritrade Investment Management, LLC12-20-2017
Jeffrey Douglas HackettJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-06-2017
Sarah Blake KlementJ.P. Morgan Securities LLCCetera Advisors LLC$10011-28-2017
David Jae JungJ.P. Morgan Securities LLCAXA Advisors, LLC11-27-2017
Christopher Joseph SimchoJ.P. Morgan Securities LLCNYLIFE Securities LLC11-21-2017
Joseph E Dewhart Jr.J.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2017
Jonathan Jefferies BarhamJ.P. Morgan Securities LLCEdward Jones11-07-2017
Joel Lawrence TannebaumJ.P. Morgan Securities LLCMorgan Stanley$5011-02-2017
Joan Patricia RuffiniJ.P. Morgan Securities LLCMML Investors Services, LLC10-30-2017
Neelay LakhiaJ.P. Morgan Securities LLCFidelity Brokerage Services LLC09-08-2017
Jamie Lee YanezJ.P. Morgan Securities LLCBBVA Securities Inc.$108-29-2017
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Showing 1 to 25 of 243 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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