Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anne ArroyoJ.P. Morgan Securities LLCFarmers Financial Solutions, LLC01-13-2020
Candelario ValdiviaJ.P. Morgan Securities LLCEdward Jones11-18-2019
Monica Van Den HuddingJ.P. Morgan Securities LLCVALIC Financial Advisors, Inc.11-13-2019
Kameron Jajuan SumrallJ.P. Morgan Securities LLCEdward Jones11-12-2019
Diego Antonio CappielloJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-01-2019
David GalicJ.P. Morgan Securities LLCMorgan Stanley10-29-2019
Saeed S BowensJ.P. Morgan Securities LLCAvantax Investment Services, Inc.10-23-2019
Alexander Scott KickhamJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2019
Michelle Ying Lanza AddingtonJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-21-2019
Christian Alexander LopezJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.10-16-2019
Avery L KlunickJ.P. Morgan Securities LLCMorgan Stanley10-14-2019
Sean Christopher BrittJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-11-2019
Sheila Barrientos KnightJ.P. Morgan Securities LLCTIAA-CREF Individual & Institutional Services, LLC10-10-2019
Christian Pilar Baxter AlemanJ.P. Morgan Securities LLCAXA Advisors, LLC10-09-2019
Darin R. WombleJ.P. Morgan Securities LLCTD Ameritrade, Inc.10-07-2019
Natalie Jean EsquibelJ.P. Morgan Securities LLCLPL Financial LLC09-26-2019
Anay Kumar SrivastavaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-12-2019
Zachary Andrew BrashearJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-12-2019
Joel Anthony SalazarJ.P. Morgan Securities LLCUSAA Investment Management Company09-09-2019
Kyle Gregory ManuelJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2019
Nicholas James MoragneJ.P. Morgan Securities LLCCetera Investment Services LLC$10008-26-2019
James TindallJ.P. Morgan Securities LLCEdward Jones$15008-16-2019
Adolio Romeo Garcia IIIJ.P. Morgan Securities LLCNYLIFE Securities LLC08-13-2019
Alberto Daniel FragaJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-05-2019
Earnest PrinceJ.P. Morgan Securities LLCPFS Investments Inc.08-01-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.