Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Angela H EspositoJ.P. Morgan Securities LLCMorgan Stanley09-09-2014
Arthur Dale MitchellJ.P. Morgan Securities LLCMorgan Stanley$50011-02-2017
Avery L KlunickJ.P. Morgan Securities LLCMorgan Stanley10-14-2019
Cory Richard MartayJ.P. Morgan Securities LLCMorgan Stanley08-25-2016
Dalen Lloyd OnealJ.P. Morgan Securities LLCMorgan Stanley08-22-2018
Daniel Frederick EbertJ.P. Morgan Securities LLCMorgan Stanley12-21-2018
David GalicJ.P. Morgan Securities LLCMorgan Stanley10-29-2019
Edward Michael HassanJ.P. Morgan Securities LLCMorgan Stanley05-16-2013
Emily Mary KrivacekJ.P. Morgan Securities LLCMorgan Stanley$50011-02-2017
Ercilia GarzaJ.P. Morgan Securities LLCMorgan Stanley04-28-2016
Erik Edward AndersenJ.P. Morgan Securities LLCMorgan Stanley01-09-2018
Guillermo Alessandro ViladotJ.P. Morgan Securities LLCMorgan Stanley12-05-2018
James SilvaJ.P. Morgan Securities LLCMorgan Stanley06-21-2018
Jessica Rae SwineaJ.P. Morgan Securities LLCMorgan Stanley03-05-2015
Joel Lawrence TannebaumJ.P. Morgan Securities LLCMorgan Stanley$50011-02-2017
John Joseph CampioneJ.P. Morgan Securities LLCMorgan Stanley05-07-2014
John KimJ.P. Morgan Securities LLCMorgan Stanley06-03-2013
Kevin K. PashaJ.P. Morgan Securities LLCMorgan Stanley07-30-2018
Mark-Anthony OkpalaJ.P. Morgan Securities LLCMorgan Stanley11-11-2015
Salman AsifJ.P. Morgan Securities LLCMorgan Stanley10-03-2018
Theresa Rene StevensJ.P. Morgan Securities LLCMorgan Stanley07-09-2014
Tracy Lynn MartinJ.P. Morgan Securities LLCMorgan Stanley$10009-23-2014
William A. SantosJ.P. Morgan Securities LLCMorgan Stanley08-02-2016

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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