Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allison Marie Harter-OckwoodJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$15010-27-2016
Amanda Joy BrooksJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-06-2017
Amy Lanette AguilarJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-26-2016
Anay Kumar SrivastavaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-12-2019
Andrew J. CushnieJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-30-2016
Anibal A MiatelloJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC02-21-2020
Anthony Richard RosoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-28-2019
Ben H Hance Stewart Jr.J.P. Morgan Securities LLCWells Fargo Clearing Services, LLC10-10-2017
Ben R Robert WempeJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-15-2013
Bradley Ryan HamblinJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$5009-04-2015
Celia Kristina ManilaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-05-2016
Cesar Stanley MartinezJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-19-2018
Conner Thomas UlleryJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-17-2018
Craig Joseph SteuryJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-30-2014
Dal W Wayne BurrousJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-22-2013
David P. BroadwellJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC04-28-2015
Diego Antonio CappielloJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC11-01-2019
Eric Douglas WrightsJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-10-2014
Eric M. DeneauJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC06-02-2017
Hung E. LaiJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-03-2013
Ivan ValadezJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC09-12-2018
Jason Brian HollandJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC$10010-08-2018
Jeffrey Douglas HackettJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC12-06-2017
Jennifer Renee BachinoJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC05-05-2017
John Charles BrooksJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC07-27-2016
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Showing 1 to 25 of 47 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.