Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tracy Diane ValeroLPL Financial LLCH.D. Vest Advisory Services, Inc06-19-2019
Phillip Glynn SalterLPL Financial LLCSummit Financial Group Inc$5006-19-2019
Christopher Calvin WillisLPL Financial LLCRaymond James Financial Services, Inc.$10006-03-2019
Patrick Jaime FoyLPL Financial LLCRaymond James Financial Services$5006-03-2019
Michael Edward CollinsLPL Financial LLCCharles Schwab & Co., Inc.$10005-16-2019
Loyd Bradley BouldinLPL Financial LLCAmeriprise Financial Services, Inc.05-13-2019
Brent Brookshire, BJ BrookshireLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-15-2019
Michael B MorganLPL Financial LLCNFP Securities, Inc.$5004-01-2019
Carter Graham HarbuckLPL Financial LLCSimmons First Investment Group, Inc.03-20-2019
Laura Lea WittLPL Financial LLC1st Global Advisors Inc$103-20-2019
Todd Allen PaceLPL Financial LLCMutual of Omaha Investor Services, Inc.03-15-2019
Brian Davis, Brian RemsonLPL Financial LLCRaymond James & Associates, Inc.$11002-11-2019
Cesar Emilio OlivaresLPL Financial LLCSWBC Investment Services, LLC$10001-31-2019
Curtis Bernard WileyLPL Financial LLCAllstate Financial Services, LLC01-23-2019
Wesley Ryon SorensenLPL Financial LLCPrincipal Securities, Inc.01-17-2019
Brandon Ronald FresardLPL Financial LLCUSAA Financial Advisors, Inc.$101-10-2019
Nelson Negron Jr.LPL Financial LLCMorgan Stanley$101-04-2019
Carrie A. LujanLPL Financial LLCRaymond James Financial Services, Inc.12-21-2018
Barbara Elizabeth LeonardLPL Financial LLCHD Vest Investment Services$112-12-2018
Landon Allen Marx ILPL Financial LLCFidelity Personal and Workplace Advisors12-11-2018
Alexander Joseph PauleaLPL Financial LLCRaymond James & Associates, Inc.11-29-2018
Kostas Kenneth LueckerLPL Financial LLCWells Fargo Clearing Services, LLC10-04-2018
Atif Iqbal MughalLPL Financial LLCWells Fargo Clearing Services, LLC09-14-2018
Aimee Carissa DaigleLPL Financial LLCAmeriprise Financial Services, Inc.09-10-2018
Jerry Tyler WilliamsLPL Financial LLCWells Fargo Clearing Services, LLC$109-07-2018
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Showing 1 to 25 of 694 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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