Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kelon Carter HallLPL Financial LLC1ST GLOBAL ADVISORS INC07-31-2018
Dennis Keith LongLPL Financial LLC1ST Global Advisors Inc$3402-17-2015
Brent Shepherd Ken DayLPL Financial LLC1st Global Capital Corp.$15002-06-2019
Justin PurvisLPL Financial LLCADP Broker-Dealer, Inc.09-04-2019
James Robert SheltonLPL Financial LLCAdvisor Resource Council$2505-06-2019
Curtis Bernard WileyLPL Financial LLCAllstate Financial Services, LLC01-23-2019
Arturo ArzolaLPL Financial LLCAmegy Investments, Inc.$5011-06-2015
Justin James RadkeLPL Financial LLCAmegy Investments, Inc.11-06-2015
Jorge Ramon ArroyosLPL Financial LLCAmegy Investments, Inc.11-06-2015
John R Sterner JrLPL Financial LLCAmegy Investments, Inc.11-06-2015
Robert Francis JenningsLPL Financial LLCAmegy Investments, Inc.$1,00011-04-2015
Charles HartLPL Financial LLCAmeriprise Financial Services, LLC$12505-17-2019
Tim C Satre Aimee Daigle Misty WaltersLPL Financial LLCAmeriprise Financial Services, LLC$7108-21-2018
Andrew GonskiLPL Financial LLCAmeriprise Financial Services, LLC$10007-02-2013
Loyd Bradley BouldinLPL Financial LLCAmeriprise Financial Services, LLC05-13-2019
Tyler Scott ManessLPL Financial LLCAmeriprise Financial Services, LLC01-15-2019
Aimee Carissa DAigleLPL Financial LLCAmeriprise Financial Services, LLC09-10-2018
Marlon Keith ScottLPL Financial LLCAmeriprise Financial Services, LLC08-31-2018
Timothy Carl SatreLPL Financial LLCAmeriprise Financial Services, LLC$5008-20-2018
Kathleen Susan WeberLPL Financial LLCAmeriprise Financial Services, LLC$5005-04-2018
Yasemin TuzunLPL Financial LLCAmeriprise Financial Services, LLC09-28-2016
Teshay Deon FlowersLPL Financial LLCAmeriprise Financial Services, LLC03-01-2016
Susan Roberta SaleemLPL Financial LLCAmeriprise Financial Services, LLC11-30-2015
Jon Mohammed SaleemLPL Financial LLCAmeriprise Financial Services, LLC11-30-2015
David Lynn MedlinLPL Financial LLCAmeriprise Financial Services, LLC10-16-2015
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.