Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Winston LPL Financial LLCSecurities America, Inc.$30005-01-2020
Peter Michael DesantisLPL Financial LLCCetera Advisor Networks LLC$5003-27-2020
Angela Michelle Graham WestLPL Financial LLCOppenheimer & Co. Inc.$103-24-2020
Milton Wade ArnoldLPL Financial LLCBBVA Securities Inc.$15003-20-2020
Joseph Aaron BrownbackLPL Financial LLCFidelity Personal and Workplace Advisors02-20-2020
Koy Duran DomannLPL Financial LLCJ.W. Cole Financial, Inc.02-03-2020
Ashley N. HendersonLPL Financial LLCNorthwestern Mutual Investment Services, LLC02-03-2020
James Russel BlueLPL Financial LLCJ.W. Cole Financial, Inc.01-27-2020
Melissa Ann BrennanLPL Financial LLCCFO4Life$10001-21-2020
Tammra Lynette McCordLPL Financial LLCLion Street Financial, LLC01-15-2020
Patrick Joseph CloutierLPL Financial LLCWoodbury Financial Services, Inc.$2701-13-2020
Matthew Bryce GournayLPL Financial LLCWoodbury Financial Services, Inc.01-13-2020
Madeleine M. CloutierLPL Financial LLCWoodbury Financial Services, Inc.01-13-2020
Chelsea Brown MagbyLPL Financial LLCRaymond James Financial Services, Inc.01-10-2020
David Andrew ScottLPL Financial LLCSagePoint Financial, Inc.01-02-2020
Andrew Wayne HarrisLPL Financial LLCSecurities America, Inc.12-13-2019
Lee Daniel DudinskyLPL Financial LLCFSC Securities Corporation12-12-2019
Mark Kingsley SimpsonLPL Financial LLCNext Financial Group, Inc.12-12-2019
Ann Louise MacnaughtonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-12-2019
Kenneth Wesley ShellLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2019
Frank Francisco Acosta Jr.LPL Financial LLCSigma Financial Corporation$5012-06-2019
Joe Dennis ScarboroughLPL Financial LLCRaymond James Financial Services, Inc.$5011-22-2019
James Christopher SargentLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-15-2019
William Daniel SaplickiLPL Financial LLCFirst Allied Advisory Services, Inc.11-12-2019
Kelly Rae WelkerLPL Financial LLCSagePoint Financial, Inc.$5011-08-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.