Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jack A Cliff JrLPL Financial LLCUBS Financial Services Inc.$5001-05-2009
Joseph Daniel DonovanLPL Financial LLCWells Fargo Investments, LLC01-27-2009
Robert J WeilbacherLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1002-27-2009
Jaime F SantanaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00002-27-2009
David Alan Moeller JrLPL Financial LLCSagePoint Financial, Inc.03-02-2009
Claudia VasquezLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-06-2009
Brian Scott DluzniewskiLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-10-2009
Richard Dean DicksonLPL Financial LLCCitigroup Global Markets Inc.$2503-19-2009
Rhonda Guest BarclayLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$4604-06-2009
Patrick Widney LodewickLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2504-06-2009
Jack George VarcadosLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2009
Blaine Stanfield DouglasLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2009
James Ross TrioloLPL Financial LLCForesters Financial Services, Inc.$2504-09-2009
Brandon Bas CurtisLPL Financial LLCAmeriprise Financial Services, LLC$15004-17-2009
Michael Francis WoramLPL Financial LLCBanc of America Investment Services, Inc.$1,00004-28-2009
Gregory Joseph LoyacanoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00005-01-2009
Thomas G CarouthersLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-01-2009
William John RoebkenLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1005-15-2009
John Robert HinrichsLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2009
Juan Francisco TrevinoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1005-29-2009
Thomas Chad AtkinsLPL Financial LLCTransamerica Capital, Inc.06-08-2009
Charles Jose CoronadoLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-12-2009
Cynthia Corry BergelLPL Financial LLCMorgan Stanley06-12-2009
Carl Allen RitchlinLPL Financial LLCCUNA Brokerage Services, Inc.06-16-2009
Ronald Allen SauvageauLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2506-24-2009
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Showing 1 to 25 of 528 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.