Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abraham Paul Mansour Sr.LPL Financial LLCAXA Advisors, LLC$15001-07-2011
Adam Dennis StraseskeLPL Financial LLCMutual Service Corporation09-08-2009
Ahren Richard SchulzLPL Financial LLCBBVA Securities Inc.11-09-2016
Aimee Carissa D'AigleLPL Financial LLCAmeriprise Financial Services, Inc.09-10-2018
Alan Blaine ShouseLPL Financial LLCINVEST Financial Corporation02-14-2018
Alan ComerLPL Financial LLCOneAmerica Securities, Inc.07-20-2017
Alan Matthew HawkinsLPL Financial LLCCetera Financial Specialists LLC$2501-31-2011
Alexander Joseph PauleaLPL Financial LLCRaymond James & Associates, Inc.11-29-2018
Amber Renee ScarboroughLPL Financial LLCEdward Jones$5009-20-2011
Andrew GonskiLPL Financial LLCAmeriprise Financial Services, Inc.$10007-02-2013
Andrew SharpLPL Financial LLCCharles Schwab$34104-27-2016
Andrew Sheridan WybleLPL Financial LLCWells Fargo Clearing Services, LLC10-13-2016
Ann-Marie SepukaLPL Financial LLCRaymond James Financial Services, Inc.$24003-29-2019
Anthony Bui, Quan LuuLPL Financial LLCWells Fargo Advisors$8301-20-2017
Anthony Thuy BuiLPL Financial LLCWells Fargo Clearing Services, LLC$1001-20-2017
April Story RichardsonLPL Financial LLCEdward Jones$2510-05-2012
Arnold Lamar HudsonLPL Financial LLCWells Fargo Clearing Services, LLC12-14-2012
Arturo ArzolaLPL Financial LLCAmegy Investments, Inc.11-06-2015
Austin Lee LesterLPL Financial LLCINVEST Financial Corporation02-14-2018
Barbara Ann BartonLPL Financial LLCWoodbury Financial Services, Inc.07-22-2019
Barbara Elizabeth LeonardLPL Financial LLCHD Vest Investment Services12-12-2018
Barbara Wilbur SullinsLPL Financial LLCSecurities America, Inc.$5008-16-2019
Barbara Wilbur SullinsLPL Financial LLCSecurities America, Inc.$5008-16-2019
Beliveau BaysLPL Financial LLCWoodbury Financial Services, Inc.07-15-2019
Ben G G. PierceLPL Financial LLCLincoln Financial Securities Corporation11-05-2012
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Showing 1 to 25 of 505 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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