Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott DavisLPL Financial LLCMorgan Stanley08-09-2019
Nelson Negron JrLPL Financial LLCMorgan Stanley01-04-2019
Jon C WilliamsLPL Financial LLCMorgan Stanley05-21-2014
Sean P KernanLPL Financial LLCMorgan Stanley08-11-2009
Cynthia Corry BergelLPL Financial LLCMorgan Stanley06-12-2009
Linda Clair MillsLPL Financial LLCMorgan Stanley$2509-03-2009
Jimmie Kevin GoldenLPL Financial LLCMorgan Stanley$5010-23-2018
Brenda RC JacksonLPL Financial LLCMorgan Stanley$5002-03-2012
John William KopenhaverLPL Financial LLCMorgan Stanley$10006-30-2020
Kelly Ray MooreLPL Financial LLCMorgan Stanley$1,00005-22-2019
Lal Ellison EchterhoffLPL Financial LLCMorgan Stanley$1,00006-14-2013

Showing 1 to 11 of 11 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.