Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jacob Daniel WilsonLPL Financial LLCWells Fargo Clearing Services, LLC06-28-2019
David Anthony ArlottLPL Financial LLCWells Fargo Clearing Services, LLC$5001-17-2019
Kostas Kenneth LueckerLPL Financial LLCWells Fargo Clearing Services, LLC10-04-2018
Jerry Tyler WilliamsLPL Financial LLCWells Fargo Clearing Services, LLC09-07-2018
Rodolfo Quintanilla Garcia Jr.LPL Financial LLCWells Fargo Clearing Services, LLC04-13-2018
Justin L. WooleyLPL Financial LLCWells Fargo Clearing Services, LLC11-20-2017
Sara Marie SchauermannLPL Financial LLCWells Fargo Clearing Services, LLC03-14-2017
Timothy Robert MahieuLPL Financial LLCWells Fargo Clearing Services, LLC$10003-13-2017
Anthony Thuy BuiLPL Financial LLCWells Fargo Clearing Services, LLC$1001-20-2017
Shawn Allen StultsLPL Financial LLCWells Fargo Clearing Services, LLC12-15-2016
Terry Lavern Thompkins IILPL Financial LLCWells Fargo Clearing Services, LLC$1012-01-2016
Kathleen Wyble GrahamLPL Financial LLCWells Fargo Clearing Services, LLC$5010-13-2016
Michelle Miguez-GarciaLPL Financial LLCWells Fargo Clearing Services, LLC10-13-2016
Andrew Sheridan WybleLPL Financial LLCWells Fargo Clearing Services, LLC10-13-2016
Paul Edward BengeLPL Financial LLCWells Fargo Clearing Services, LLC09-30-2016
Kim D. CampbellLPL Financial LLCWells Fargo Clearing Services, LLC09-13-2016
Brandon Keith GayLPL Financial LLCWells Fargo Clearing Services, LLC02-26-2016
Arnold Lamar HudsonLPL Financial LLCWells Fargo Clearing Services, LLC12-14-2012
Nicholas Joseph SmithLPL Financial LLCWells Fargo Clearing Services, LLC$2510-12-2012
Kenneth Wayne WorleyLPL Financial LLCWells Fargo Clearing Services, LLC12-01-2010
Donald Wayne KainerLPL Financial LLCWells Fargo Clearing Services, LLC$5008-11-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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