Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Darnell PorterMML Investors Services, LLCAllstate Financial Services, LLC06-22-2018
John Edward MurrayMML Investors Services, LLCAllstate Financial Services, LLC$50002-22-2018
Michael JimenezMML Investors Services, LLCAllstate Financial Services, LLC02-12-2014
David Lloyd BrundageMML Investors Services, LLCAmeriprise Financial Services, Inc.$50009-07-2018
Izella Annette WatkinsMML Investors Services, LLCAmeriprise Financial Services, Inc.09-11-2012
Darren Scott ScrimpshireMML Investors Services, LLCAmeriprise Financial Services, Inc.01-08-2010
Mark Kevin QuarlesMML Investors Services, LLCAmeritas Investment Corp.08-03-2018
Matthew R. WilliamsMML Investors Services, LLCAXA Advisors, LLC12-06-2016
Bryan Douglas SmithMML Investors Services, LLCAXA Advisors, LLC10-18-2016
Edward Zachary TrevinoMML Investors Services, LLCAXA Advisors, LLC08-23-2016
Raul Esequiel SandovalMML Investors Services, LLCAXA Advisors, LLC06-08-2016
Luis Gerardo NolascoMML Investors Services, LLCAXA Advisors, LLC02-05-2013
Douglas Grant BashawMML Investors Services, LLCAXA Advisors, LLC$10005-01-2009
Leslie Robert RosenblattMML Investors Services, LLCAXA Advisors, LLC03-10-2009
Rajanish BabuMML Investors Services, LLCBBVA Securities Inc.10-14-2016
Brandon Donald BurtonMML Investors Services, LLCBBVA Securities Inc.02-13-2014
Robert Raymond BorowczakMML Investors Services, LLCChapwood Capital Investment Management, LLC$15002-09-2009
Chris R. AlbertsonMML Investors Services, LLCChase Investment Services Corp.07-23-2010
Joseph Charles KleinMML Investors Services, LLCComerica Securities$10009-20-2019
Freeman Buckner Irby IIIMML Investors Services, LLCCurian Clearing, LLC01-16-2015
Andrew Byron WallaceMML Investors Services, LLCEdward Jones04-01-2019
James Russell Smith Sr.MML Investors Services, LLCEdward Jones10-22-2015
Gregory Charles FalzoneMML Investors Services, LLCEncompass Advisory Services, LLC08-28-2018
Craig Andrew MillerMML Investors Services, LLCFarmers Financial Solutions, LLC10-22-2019
Nicholas Brett GormanMML Investors Services, LLCFarmers Financial Solutions, LLC10-16-2018
Next Page »

Showing 1 to 25 of 126 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.