Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kimberly Kirkeeide CoronelMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC09-21-2020
Christopher M BlackburnMML Investors Services, LLCE*TRADE Securities LLC09-17-2020
Paul ParkMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-15-2020
Michael Andrew AguirreMML Investors Services, LLCRoyal Alliance Associates, Inc.02-10-2020
Lucas Adrian VasquezMML Investors Services, LLCEquitable Advisors, LLC02-05-2020
Joseph Patrick HernandezMML Investors Services, LLCMWA Financial Services Inc.$15001-27-2020
Vibha Janarden RawalMML Investors Services, LLCAllstate Financial Services, LLC01-16-2020
Jessie C BrownMML Investors Services, LLCAvantax Investment Services, Inc.01-15-2020
Daniel CarrollMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-10-2020
Paul David TearsonMML Investors Services, LLCNYLIFE Securities LLC10-02-2019
Joseph Charles KleinMML Investors Services, LLCComerica Securities$1,00009-20-2019
Brittany Alexis WebbMML Investors Services, LLCEquitable Advisors, LLC09-19-2019
Ryan T NealMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC07-24-2019
Matthew S WintersMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-06-2019
Frederick Bishop SteubingMML Investors Services, LLCNYLIFE Securities LLC01-08-2019
Patrick Thomas NolanMML Investors Services, LLCUSAA Investment Services Company11-08-2018
Frank William Marra IIIMML Investors Services, LLCOneAmerica Securities, Inc.07-25-2018
Ross David FriendMML Investors Services, LLCSagePoint Financial, Inc.$5007-18-2018
Michael Darnell PorterMML Investors Services, LLCAllstate Financial Services, LLC06-22-2018
Jay Thomas LancasterMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC06-01-2018
Jonathan J LyphoutMML Investors Services, LLCMWA Financial Services Inc.05-15-2018
Goh-Lang EngMML Investors Services, LLCSt. Bernard Financial Services, Inc.02-22-2018
Shey Thomas StegallMML Investors Services, LLCMWA Financial Services Inc.02-15-2018
Daisy G PenaMML Investors Services, LLCNYLIFE Securities LLC10-18-2017
Steven Lane BassMML Investors Services, LLCPark Avenue Securities LLC$2509-20-2017
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Showing 1 to 25 of 58 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.