Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kurt David PetersenMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1,00006-28-2019
Angeline Anita CaesarMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-17-2019
Roxanne B. SalinasMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$105-30-2019
Jason Robert McclanahanMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC03-01-2019
Erik Carl MunsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC02-13-2019
Joshua Augustus EllerMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC02-11-2019
Jeremiah Devein EscamillaMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Investment Management Company01-12-2019
Vanessa Renee FaisonMerrill Lynch, Pierce, Fenner & Smith IncorporatedTIAA-CREF Individual & Institutional Services, LLC01-10-2019
Elizabeth Brittingham TurpinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.12-06-2018
Forrest Andrew JonesMerrill Lynch, Pierce, Fenner & Smith IncorporatedFortune Financial Services, Inc.$2512-06-2018
Verlin Dion HobbsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-06-2018
Tony Alfredo MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC11-30-2018
Brian Neil TobinMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Financial Advisors, Inc.11-14-2018
Gerardo CalderonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-30-2018
Michael Joseph Dunham Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors09-11-2018
Ethan David KuninMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC09-10-2018
Michael Chun ChanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-30-2018
Michael Paul VoltinMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC08-09-2018
Abraham B ChoiMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*Trade Capital Management, LLC08-02-2018
Quan The LuuMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC$2507-30-2018
Camilo Humberto GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-19-2018
Angus Sterling McdonaldMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-17-2018
Sandy Reyes SalinasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2507-10-2018
Jennifer Martinez AguirreMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-02-2018
Leonard Andrew Thomas Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedCUNA Brokerage Services, Inc.06-05-2018
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Showing 1 to 25 of 582 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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