Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kaushik BhaktaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-18-2020
Laura R GranadoMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Wealth Solutions Inc.09-11-2020
Alessandro UggeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.09-11-2020
Jeffrey NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5009-10-2020
Billy Lee ApodacaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-09-2020
Paul Alexander BaugherMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.08-31-2020
Irene Castillo-MorenoMerrill Lynch, Pierce, Fenner & Smith IncorporatedFrost Brokerage Services, Inc.08-28-2020
Amy Jo SchielackMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5008-14-2020
Ronald B LeviMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-23-2020
Paul G ChazarretaMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-15-2020
Susan Mccaleb GreenMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.07-10-2020
Laura Perez NashMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.07-06-2020
Jeffry Niel HopkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUSAA Investment Services Company$1,00006-26-2020
Isidro A MorgadoMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-23-2020
Adam C FieldMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC06-19-2020
Emilio Guajardo JrMerrill Lynch, Pierce, Fenner & Smith IncorporatedBB&T Securities, LLC06-05-2020
Stacee Lanette CaskeyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC06-02-2020
Paul Robert SamuelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.05-18-2020
Jason Bradley SternMerrill Lynch, Pierce, Fenner & Smith IncorporatedEquitable Advisors, LLC05-08-2020
Juan C ZayasMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC04-27-2020
Emma Rose SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-20-2020
Adam K CarterMerrill Lynch, Pierce, Fenner & Smith IncorporatedFifth Third Securities, Inc.04-16-2020
Samuel Trevor ShoweryMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.04-09-2020
Charles Landon TaylorMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones04-03-2020
Kevin Ray HermisMerrill Lynch, Pierce, Fenner & Smith IncorporatedBaker Tilly Capital, LLC03-20-2020
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Showing 1 to 25 of 439 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.