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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin James BarnettMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.09-26-2011
Nathan K CarpenterMerrill Lynch, Pierce, Fenner & Smith Incorporated1st Global Capital Corp.05-24-2010
Robert Gunter LoweMerrill Lynch, Pierce, Fenner & Smith Incorporated7th Harvest Investments07-18-2011
Pablo Francisco SadaMerrill Lynch, Pierce, Fenner & Smith IncorporatedActinver Securities, Inc.07-06-2010
Adalberto CuevasMerrill Lynch, Pierce, Fenner & Smith IncorporatedActinver Securities, Inc.03-19-2010
Mark Dominick FurnariMerrill Lynch, Pierce, Fenner & Smith IncorporatedAegis Capital Corp.04-07-2016
Andrew KeeMerrill Lynch, Pierce, Fenner & Smith IncorporatedAIG Capital Services, Inc.11-11-2014
Stephanie Mulder BernalMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.11-30-2018
Rick D. CallihanMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.03-04-2013
Chad Michael PattonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.03-04-2013
Debra Diane NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianceBernstein L.P.03-04-2013
Ronald Wayne WilsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllianz Global Investors Distributors LLC04-26-2012
Divia E. CorreaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC01-10-2019
Shelley Lynn ConineMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC12-19-2016
Scott Thomas WoodruffMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC01-22-2016
Jesse Gil IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC03-26-2015
Bryan E BrownfieldMerrill Lynch, Pierce, Fenner & Smith IncorporatedAllstate Financial Services, LLC03-19-2014
Adam James TabakMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC03-15-2019
Rachelle Yvonne WagnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC07-23-2018
John Robert PolivkaMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC09-08-2016
Dwayne Martin JenkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC07-14-2016
Aaron V. SpearMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC08-19-2015
Scarlet Sue LandryMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$5009-21-2012
Dylan Patrick GraysonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC$15002-22-2012
David David RajMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC10-07-2011
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Showing 1 to 25 of 772 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.