Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Barry Schneider Cris Bera Chris DewhurstMerrill Lynch, Pierce, Fenner & Smith IncorporatedBarclays Capital Inc.$75006-19-2015
Kendall CottenMerrill Lynch, Pierce, Fenner & Smith IncorporatedGoldman Sachs & Co.$32510-29-2013
Diane PadalinoMerrill Lynch, Pierce, Fenner & Smith IncorporatedGoldman Sachs & Co.$32508-30-2013
Edward Glenn Pamela StaplesMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$30002-15-2013
Craig WeinsteinMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC$17412-06-2012
Emory Ragsdale Wade Myatt Lynde JacksonMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$15211-16-2012
Roger Berry Felix Erbring Ted GrayMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$46601-06-2017
John B Campanello Peggy CappellettiMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.04-04-2016
Jeremy Newton Stephen LambMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$33003-28-2016
Bob Krumholz Becca SiegelMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$27009-28-2015
Will Leven Alora Anderson Anthony Hoff Ashlee KeglerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$1,30007-02-2015
Michael Calvin Guy ClaytonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$17502-13-2015
Heath McGallion Christopher Davis Stan Davis Hugh HawkinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$39512-05-2014
Jeffrey Dinkins William McGrath Peter Ianace Rohit Mehrotra Jason JaynesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$47810-26-2011
James Wolslager IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$7107-07-2011
Cathy ReedMerrill Lynch, Pierce, Fenner & Smith IncorporatedJPMorgan Chase & Co.$11305-31-2017
Ricardo GuerreroMerrill Lynch, Pierce, Fenner & Smith IncorporatedJPMorgan Chase & Co.$10011-07-2014
Kaushik BhaktaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-18-2020
Laura R GranadoMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Wealth Solutions Inc.09-11-2020
Alessandro UggeMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.09-11-2020
Jeffrey NelsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$5009-10-2020
Billy Lee ApodacaMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones09-09-2020
Paul Alexander BaugherMerrill Lynch, Pierce, Fenner & Smith IncorporatedBBVA Securities Inc.08-31-2020
Irene Castillo-MorenoMerrill Lynch, Pierce, Fenner & Smith IncorporatedFrost Brokerage Services, Inc.08-28-2020
Amy Jo SchielackMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$5008-14-2020
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Showing 1 to 25 of 439 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.