Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Michael JablonskyMerrill Lynch, Pierce, Fenner & Smith IncorporatedLincoln Financial Securities Corporation01-27-2012
Aaron Paul LangstonMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC05-25-2018
Aaron Ray KellyMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-19-2015
Abraham B. ChoiMerrill Lynch, Pierce, Fenner & Smith IncorporatedE*TRADE Capital Management, LLC08-02-2018
Adalberto CuevasMerrill Lynch, Pierce, Fenner & Smith IncorporatedActinver Securities, Inc.03-19-2010
Adam Brenning CollinsMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-09-2018
Adekemi AzeezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-29-2016
Alan Alexis LopezMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC05-11-2018
Albert Kale GallatinMerrill Lynch, Pierce, Fenner & Smith IncorporatedBanc of America Investment Services, Inc.10-23-2009
Alejandro J. Tapia FariasMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC03-30-2016
Alejo OrvananosMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.04-24-2009
Alexander P. SchiessMerrill Lynch, Pierce, Fenner & Smith IncorporatedCredit Suisse Securities (USA) LLC03-07-2016
Alexander Wilson EppsMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-03-2018
Allison Dawn TarpleyMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-17-2014
Alora Diane AndersonMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-02-2015
Alvaro Gonzalez IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedEmpiric Distributors, Inc.02-01-2012
Amber Rae SeilerMerrill Lynch, Pierce, Fenner & Smith IncorporatedScottrade, Inc.$5005-23-2016
An LeMerrill Lynch, Pierce, Fenner & Smith IncorporatedVALIC Financial Advisors, Inc.06-20-2019
Andrew B MarcusMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.$5007-02-2015
Andrew HudsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Brokerage Services LLC10-10-2014
Andrew JunMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-08-2018
Andrew L. RiceMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC04-19-2018
Angus S. McdonaldMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-17-2018
Anthony Marcus HoffMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.07-02-2015
Arthur George LopezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-01-2016
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Showing 1 to 25 of 392 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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