Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Isandra R SalinasMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2507-10-2018
Faisal RazaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-10-2017
Trey Kyle LawsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-18-2017
Thomas William GibaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-31-2017
Viktor Szucs, Margarita KarlMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5001-09-2017
Robert Martin WalkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-30-2016
Stephen Patrick ToshaMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5011-15-2016
Michael Scott SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10009-02-2016
Frederik Allen Constantinesco, Gary Wayne Owens, John Alfred Ledford, Robert G BlackMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5008-19-2016
Ormand Lee O'NealMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-15-2016
Arthur George LopezMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-01-2016
Jeremy Newton, Stephen LambMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$33003-28-2016
Stephen Paul Lamb, Jeremy Charles Newton, Sean Tyler McCullough, Laura Ashley PhilmonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$28203-11-2016
Jinrong WangMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley02-20-2015
Kevin Paul SchillaciMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-23-2014
Dale Richard HeysseMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-09-2014
Kenneth Carl SpellMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-17-2014
Lurenzo Eugene MacklinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10010-11-2013
Justin Christopher GibsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-26-2013
Kimberly J LatimerMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5005-23-2013
Michael Allen Schmidt Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10004-19-2013
Craig Lambert MasseyMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5004-19-2013
Kathleen A PerryMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-05-2012
Susan M KnightMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley04-05-2012
Joshua Robert IrwinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley03-19-2012
Next Page »

Showing 1 to 25 of 36 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.