Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Wright T SchwartingMorgan StanleyJ.P. Morgan Securities LLC11-20-2018
Joseph David OliverMorgan StanleyEdward Jones11-02-2018
John William EulerMorgan StanleyPruco Securities, LLC.10-26-2018
Wendy Trahan CepakMorgan StanleySagePoint Financial, Inc.09-28-2018
Isel Maria IsernMorgan StanleyJ.P. Morgan Securities LLC08-23-2018
Olga Cristina BlanchetteMorgan StanleyJ.P. Morgan Securities LLC08-08-2018
Monica Aileen KaufmanMorgan StanleyEdward Jones03-28-2018
Perry Lee SkudlarczykMorgan StanleyJ.P. Morgan Securities LLC$15003-21-2018
Steve Olabode Oniya Jr.Morgan StanleyJ.P. Morgan Securities LLC01-24-2018
Christian Murray EvansMorgan StanleyNexPoint Securities, Inc.01-16-2018
Cicely Raechelle JaubertMorgan StanleyFidelity Brokerage Services LLC11-01-2017
Blake Collins BiddleMorgan StanleyQuest Capital Strategies, Inc.09-29-2017
Gerardo Pena MaganaMorgan StanleyUBS Financial Services Inc.$109-29-2017
Alejandro AyalaMorgan StanleyUBS Financial Services Inc.$108-25-2017
Feliciana Rivera CruzMorgan StanleyWells Fargo Clearing Services, LLC08-04-2017
Dustin Charles ElliottMorgan StanleyUBS Financial Services Inc.07-28-2017
Alexander Stephenson FieldMorgan StanleyUBS Financial Services Inc.07-14-2017
Beth R. LangleyMorgan StanleyBBVA Securities Inc.$106-19-2017
Nikolas Antonio PadillaMorgan StanleyNorthwestern Mutual Investment Services, LLC04-19-2017
Yusef Lucious-Jason LovetteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-24-2017
Paul Edgar ArnoldMorgan StanleyJ.P. Morgan Securities LLC03-03-2017
Steven ThorpeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-01-2017
Alex M CenaMorgan StanleyBrazos Securities, Inc.02-14-2017
Rajendra P DhamankarMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-09-2016
Douglas Lawrence WynnMorgan StanleyJ.P. Morgan Securities LLC11-09-2016
Next Page »

Showing 1 to 25 of 250 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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