Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alfonso Duarte RiosecoMorgan StanleyActinver Securities, Inc.02-28-2019
Armando AcevedoMorgan StanleyActinver Securities, Inc.07-05-2013
Elizabeth Portia ParkerMorgan StanleyAllstate Financial Services, LLC$1012-03-2015
Kristin Elizabeth KolinofskyMorgan StanleyAmeriprise Financial Services, LLC01-14-2013
David Michael SabonghyMorgan StanleyAmeriprise Financial Services, LLC02-24-2011
Rebecca Kates MillerMorgan StanleyAmeriprise Financial Services, LLC01-15-2010
Christopher John DennisMorgan StanleyArkadios Capital12-24-2019
George James GileMorgan StanleyAvantax Investment Services, Inc.10-04-2010
Truman D CooperMorgan StanleyAXA Advisors, LLC06-25-2019
Austen Michael CampbellMorgan StanleyAXA Advisors, LLC11-03-2017
Issac TaboadaMorgan StanleyAXA Advisors, LLC05-27-2016
Stephen Charles ScottMorgan StanleyAXA Advisors, LLC05-14-2012
Beth Ann JohnsonMorgan StanleyAXA Advisors, LLC07-29-2011
Richard Lin ZulickMorgan StanleyBarclays Capital Inc.03-20-2015
William Dale GriffinMorgan StanleyBarclays Capital Inc.$10003-20-2015
Sands Schrafft ChipmanMorgan StanleyBarclays Capital Inc.$15003-20-2015
Stacey A BeateyMorgan StanleyBarclays Capital Inc.03-20-2015
Carson S. AndersonMorgan StanleyBBVA Compass Investment Solutions, Inc.10-11-2012
Beth Renee LangleyMorgan StanleyBBVA Securities Inc.06-19-2017
Erica YagelMorgan StanleyBBVA Securities Inc.04-29-2016
Gerardo F. OlavarrietaMorgan StanleyBBVA Securities Inc.04-29-2016
Elias A LetayfMorgan StanleyBBVA Securities Inc.10-05-2015
Jesus ZamarripaMorgan StanleyBBVA Securities Inc.10-05-2015
Adrian M. Gonzalez VillarrealMorgan StanleyBBVA Securities Inc.03-31-2015
Alex Mamon CenaMorgan StanleyBrazos Securities, Inc.02-14-2017
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Showing 1 to 25 of 356 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.