Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Armando AcevedoMorgan StanleyActinver Securities, Inc.07-05-2013
Rebecca Kates MillerMorgan StanleyAmeriprise Financial Services, Inc.01-15-2010
Stephen Charles ScottMorgan StanleyAXA Advisors, LLC05-14-2012
Sands Schrafft ChipmanMorgan StanleyBarclays Capital Inc.$15003-20-2015
William Dale GriffinMorgan StanleyBarclays Capital Inc.$10003-20-2015
Richard Lin ZulickMorgan StanleyBarclays Capital Inc.03-20-2015
Beth Renee LangleyMorgan StanleyBBVA Securities Inc.06-19-2017
Erica YagelMorgan StanleyBBVA Securities Inc.04-29-2016
Gerardo F. OlavarrietaMorgan StanleyBBVA Securities Inc.04-29-2016
Elias A LetayfMorgan StanleyBBVA Securities Inc.10-05-2015
Jesus ZamarripaMorgan StanleyBBVA Securities Inc.10-05-2015
Alex Mamon CenaMorgan StanleyBrazos Securities, Inc.02-14-2017
Cameron W GreenwoodMorgan StanleyBreen Investors LP08-31-2009
David Edward ThompsonMorgan StanleyCapNet Securities Corporation02-25-2014
Rodney Lee McLeodMorgan StanleyCharles Schwab & Co., Inc.$15006-13-2011
Timothy Christian OsgoodMorgan StanleyChase Investment Services Corp.$5001-13-2012
Antonio OrendainMorgan StanleyCitigroup Global Markets Inc.05-17-2016
Hiram Antonio CortesMorgan StanleyCitigroup Global Markets Inc.09-19-2014
Hector Edgardo ContrerasMorgan StanleyCitigroup Global Markets Inc.$5005-15-2014
Russell Evan CooperMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Virginia Ann TapleyMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
David Allen YostMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Thomas John FitzsimmonsMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
William Edward SelzerMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Joan Elayne MasonMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Next Page »

Showing 1 to 25 of 489 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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