Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ruben Augusto BritoMorgan StanleyMellig Group, LLC07-03-2019
Harpreet Singh SidhuMorgan StanleyJ.P. Morgan Securities LLC06-26-2019
Sergio A. SaldivarMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
Joseph David OliverMorgan StanleyEdward Jones11-02-2018
John William EulerMorgan StanleyPruco Securities, LLC.10-26-2018
Wendy Trahan CepakMorgan StanleySagePoint Financial, Inc.09-28-2018
Isel Maria IsernMorgan StanleyJ.P. Morgan Securities LLC08-23-2018
Maria Del Carmen BaezMorgan StanleyJ.P. Morgan Securities LLC08-09-2018
Claudia Victoria MartinezMorgan StanleyJ.P. Morgan Securities LLC08-08-2018
Olga Cristina BlanchetteMorgan StanleyJ.P. Morgan Securities LLC08-08-2018
John Reagan UnderwoodMorgan StanleyWoodbury Financial Services, Inc.$2504-10-2018
Perry Lee SkudlarczykMorgan StanleyJ.P. Morgan Securities LLC$15003-21-2018
Steve Olabode Oniya JrMorgan StanleyJ.P. Morgan Securities LLC01-24-2018
Christian Murray EvansMorgan StanleyNexPoint Securities, Inc.01-16-2018
Christopher Lee EnglertMorgan StanleyInvestacorp, Inc.10-16-2017
Gerardo PenaMorgan StanleyUBS Financial Services Inc.09-29-2017
Blake Collins BiddleMorgan StanleyQuest Capital Strategies, Inc.09-29-2017
Alejandro AyalaMorgan StanleyUBS Financial Services Inc.08-25-2017
Feliciana R. CruzMorgan StanleyWells Fargo Clearing Services, LLC08-04-2017
Dustin Charles ElliottMorgan StanleyUBS Financial Services Inc.07-28-2017
Billy Ray Gross, Paula Sue Sutton, William Brent SuttonMorgan StanleyWells Fargo Clearing Services, LLC07-20-2017
Alexander Stephenson FieldMorgan StanleyUBS Financial Services Inc.07-14-2017
Beth Renee LangleyMorgan StanleyBBVA Securities Inc.06-19-2017
Nikolas Antonio PadillaMorgan StanleyNorthwestern Mutual Investment Services, LLC04-19-2017
Yusef Lucious-Jason LovetteMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-24-2017
Next Page »

Showing 1 to 25 of 489 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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