Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa Ann GibsonMorgan StanleyUBS Financial Services Inc.$5006-01-2009
Luvy S GonzalezMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Langford KeithMorgan StanleyUBS Financial Services Inc.$5006-01-2009
John Richard SanbornMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Claudia Longwell Mollerup-MadsenMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Ann Elizabeth KriegerMorgan StanleyLPL Financial LLC$5007-20-2009
Cameron W GreenwoodMorgan StanleyBreen Investors LP$5008-31-2009
Joseph E SircelyMorgan StanleyUBS Financial Services Inc.$5009-25-2009
Steven HerceMorgan StanleyMorgan Keegan & Company, Inc.$2510-12-2009
Kelly Patricia KearneyMorgan StanleyUBS Financial Services Inc.12-07-2009
Brian C HeitshusenMorgan StanleyUBS Financial Services Inc.$1,00012-14-2009
Robert N Murray JrMorgan StanleyUBS Financial Services Inc.$2001-15-2010
Sunshine R CoddouMorgan StanleyUBS Financial Services Inc.$2501-15-2010
Rebecca Kates MillerMorgan StanleyAmeriprise Financial Services, LLC$5001-15-2010
Rachael Lynn ToborMorgan StanleyUBS Financial Services Inc.$5001-26-2010
Willeen Frankie LinsicombeMorgan StanleyE*TRADE Capital Management, LLC$2502-10-2010
Stacy Diane LangfordMorgan StanleyUBS Financial Services Inc.02-26-2010
David Lane ShineMorgan StanleyUBS Financial Services Inc.$10002-26-2010
Leslie Ann McEntireMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-15-2010
Susan Smith HoltMorgan StanleyOppenheimer & Co. Inc.03-15-2010
Jay William LaflairMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-14-2010
Aaron Jason SotakMorgan StanleyUBS Financial Services Inc.$10006-17-2010
Thomas J MathisMorgan StanleyFidelity Brokerage Services LLC07-27-2010
David Lane GardnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-24-2010
Pamela Kay LaffertyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2010
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Showing 1 to 25 of 230 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.