Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adriana Teresa SantoniMorgan StanleyUBS Financial Services Inc.03-04-2016
Alan Cable PearsonMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Alan Lorch Folz Jr.Morgan StanleyCitigroup Global Markets Inc.06-01-2009
Alan Mcguire DawsonMorgan StanleyUBS Financial Services Inc.$5008-31-2010
Alan Paul YonackMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Albert Steves VMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Alejandro AyalaMorgan StanleyUBS Financial Services Inc.08-25-2017
Alex Mamon CenaMorgan StanleyBrazos Securities, Inc.02-14-2017
Alexander Stephenson FieldMorgan StanleyUBS Financial Services Inc.07-14-2017
Alison B RobinsonMorgan StanleyCitigroup Global Markets Inc.$1006-01-2009
Andrea S. Booker SmithMorgan StanleyWells Fargo Clearing Services, LLC08-12-2015
Andrew Elliot SpectorMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Andrew Hunter StancoMorgan StanleyMorgan Stanley & Co. LLC$20006-01-2009
Andrew Rene GrabatoMorgan StanleyWaddell & Reed06-25-2013
Andrew W. BushongMorgan StanleyWells Fargo Clearing Services, LLC$2511-15-2012
Angela Michelle CaffeyMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
Anita Eileen KelleyMorgan StanleyUBS Financial Services Inc.01-02-2013
Ann Elizabeth KriegerMorgan StanleyLPL Financial LLC$2507-20-2009
Antonio Montez MonkMorgan StanleyMorgan Stanley & Co. LLC06-01-2009
Antonio OrendainMorgan StanleyCitigroup Global Markets Inc.05-17-2016
Anupam JohriMorgan StanleyMorgan Stanley & Co. LLC$10006-01-2009
April L. JupiterMorgan StanleyCredit Suisse Securities (USA) LLC07-27-2015
Arlee Michele SmallMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Armando AcevedoMorgan StanleyActinver Securities, Inc.07-05-2013
Arturo F KarakowskyMorgan StanleyCitigroup Global Markets Inc.06-01-2009
Next Page »

Showing 1 to 25 of 489 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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