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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adrian M. Gonzalez VillarrealMorgan StanleyBBVA Securities Inc.03-31-2015
Adriana Teresa SantoniMorgan StanleyUBS Financial Services Inc.03-04-2016
Alan Mcguire DawsonMorgan StanleyUBS Financial Services Inc.$5008-31-2010
Alejandro AyalaMorgan StanleyUBS Financial Services Inc.08-25-2017
Alex Mamon CenaMorgan StanleyBrazos Securities, Inc.02-14-2017
Alexander Kellogg BaritMorgan StanleyCoastal Securities, Inc.03-26-2013
Alexander Stephenson FieldMorgan StanleyUBS Financial Services Inc.07-14-2017
Alfonso Duarte RiosecoMorgan StanleyActinver Securities, Inc.02-28-2019
Amad OwidiMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-27-2010
Amber Dawn MooreMorgan StanleyGirard Securities, Inc.08-03-2009
Andrea S. Booker SmithMorgan StanleyWells Fargo Clearing Services, LLC08-12-2015
Andrew Cole SullivanMorgan StanleyWells Fargo Clearing Services, LLC08-29-2017
Andrew J. GutierrezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2014
Andrew Rene GrabatoMorgan StanleyWaddell & Reed06-25-2013
Andrew W. BushongMorgan StanleyWells Fargo Clearing Services, LLC$2511-15-2012
Andrew W. NortonMorgan StanleyWaddell & Reed11-01-2010
Angela H EspositoMorgan StanleyJ.P. Morgan Securities LLC01-06-2020
Anita Eileen KelleyMorgan StanleyUBS Financial Services Inc.01-02-2013
Ann Elizabeth KriegerMorgan StanleyLPL Financial LLC$2507-20-2009
Annette Stapp TessMorgan StanleyLincoln Financial Advisors Corporation03-24-2011
Anthony Hung HoMorgan StanleyWells Fargo Investments, LLC10-28-2010
April L. JupiterMorgan StanleyCredit Suisse Securities (USA) LLC07-27-2015
Armando AcevedoMorgan StanleyActinver Securities, Inc.07-05-2013
Arthur Erl HardingMorgan StanleyUBS Financial Services Inc.$5011-18-2011
Arthur George LopezMorgan StanleyJ.P. Morgan Securities LLC06-11-2014
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Showing 1 to 25 of 351 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.