Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Carlo Eugenio ValerioMorgan StanleyUBS Financial Services Inc.12-12-2019
Veronica I. Puello VisbalMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-02-2019
Charles Patrick ReddellMorgan StanleyUBS Financial Services Inc.11-01-2019
Kristi Lynn TraylorMorgan StanleyUBS Financial Services Inc.11-01-2019
James Edward LacampMorgan StanleyUBS Financial Services Inc.11-01-2019
Nick CalegariMorgan StanleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-23-2019
Nicholas M PerezMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated07-24-2019
Emma Rose SmithMorgan StanleyCharles Schwab & Co., Inc.07-23-2019
Ruben Augusto BritoMorgan StanleyMellig Group, LLC07-03-2019
Harpreet Singh SidhuMorgan StanleyJ.P. Morgan Securities LLC06-26-2019
Truman D CooperMorgan StanleyAXA Advisors, LLC06-25-2019
Stephen Robert HultgrenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Sergio A. SaldivarMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
Stephen Howard SatterMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-28-2019
Luis Enrique OlanoMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-22-2019
Erick Craig DailyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated03-13-2019
Alfonso Duarte RiosecoMorgan StanleyActinver Securities, Inc.02-28-2019
M Adnan AzizMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-23-2018
Wright T SchwartingMorgan StanleyJ.P. Morgan Securities LLC11-20-2018
Joseph David OliverMorgan StanleyEdward Jones11-02-2018
Musa Jeleel MahmudMorgan StanleyEdward Jones10-31-2018
John William EulerMorgan StanleyPruco Securities, LLC.10-26-2018
Jeffrey Douglas HackettMorgan StanleyJ.P. Morgan Securities LLC10-12-2018
Wendy Trahan CepakMorgan StanleySagePoint Financial, Inc.09-28-2018
Isel Maria IsernMorgan StanleyJ.P. Morgan Securities LLC08-23-2018
Next Page »

Showing 1 to 25 of 370 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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