Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Russell Evan CooperMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
Virginia Ann TapleyMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
David Allen YostMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Thomas John FitzsimmonsMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
William Edward SelzerMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Joan Elayne MasonMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Lisa Fancher BlonkvistMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Richard Cecil FielderMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Kevin Michael ClementsMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Vivian Arnold O'LearyMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Rodolfo ChoperenaMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
David Elgin MeadorsMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Christopher Carey SaundersMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
James Melvin HogueMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Jeff Raymond ThibaultMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Marina Elizabeth SchroederMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Herbert Leland KesnerMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Ronald Kevin ParsonsMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Donald Ashby NelsonMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Rhett O StoneMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Mary Ellen ThomasMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Donald Wayne CoonMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Carlos Jorge KuriMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Lisa Ferdinand MeagherMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Lawrence Anthony ConklinMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Next Page »

Showing 1 to 25 of 199 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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