Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lisa Ann GibsonMorgan StanleyUBS Financial Services Inc.$5006-01-2009
Langford KeithMorgan StanleyUBS Financial Services Inc.$5006-01-2009
Joseph E SircelyMorgan StanleyUBS Financial Services Inc.$5009-25-2009
Kelly Patricia KearneyMorgan StanleyUBS Financial Services Inc.12-07-2009
Brian C HeitshusenMorgan StanleyUBS Financial Services Inc.$1,00012-14-2009
Robert N Murray JrMorgan StanleyUBS Financial Services Inc.$2001-15-2010
Sunshine R CoddouMorgan StanleyUBS Financial Services Inc.$2501-15-2010
Rachael Lynn ToborMorgan StanleyUBS Financial Services Inc.$5001-26-2010
Stacy Diane LangfordMorgan StanleyUBS Financial Services Inc.02-26-2010
David Lane ShineMorgan StanleyUBS Financial Services Inc.$10002-26-2010
Aaron Jason SotakMorgan StanleyUBS Financial Services Inc.$10006-17-2010
Alan Mcguire DawsonMorgan StanleyUBS Financial Services Inc.08-31-2010
David Michael CookMorgan StanleyUBS Financial Services Inc.01-13-2011
Robert John DiciccoMorgan StanleyUBS Financial Services Inc.10-10-2011
Mark D Rosenberg Fred Weingart Tina-Marie Bryant Roberta BermanMorgan StanleyUBS Financial Services Inc.$15211-03-2011
Wes Alan CoyleMorgan StanleyUBS Financial Services Inc.$5004-12-2012
Frank Bagrier Wes CoyleMorgan StanleyUBS Financial Services Inc.$13505-02-2012
Javier Vargas Ramon PerezMorgan StanleyUBS Financial Services Inc.$30005-25-2012
Javier Claudio VargasMorgan StanleyUBS Financial Services Inc.$10005-25-2012
Ramon Paul PerezMorgan StanleyUBS Financial Services Inc.$10005-25-2012
Anita Eileen KelleyMorgan StanleyUBS Financial Services Inc.$10001-02-2013
Janet Lynn WoodsMorgan StanleyUBS Financial Services Inc.$10001-03-2014
Adriana Teresa SantoniMorgan StanleyUBS Financial Services Inc.03-04-2016
Larry David SelzerMorgan StanleyUBS Financial Services Inc.$1006-14-2016
Michael Jerry WesbrooksMorgan StanleyUBS Financial Services Inc.06-19-2017
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.